Joseph P. Cordani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Pier Antonio Cordani, who also goes by Joseph Peter Cordani, Joe Cordani, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1992. Joseph had worked at 13 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2019 - October 12, 2020
THE LEADERS GROUP, INC.
February 7, 2017 - September 16, 2017
EMPOWER FINANCIAL SERVICES, INC.
May 12, 2016 - January 6, 2017
SOURCE CAPITAL GROUP, INC.
May 11, 2016 - January 6, 2017
SOURCE CAPITAL GROUP, INC.
April 11, 2011 - May 16, 2014
INVESCO ADVISERS, INC.
April 11, 2011 - May 16, 2014
INVESCO DISTRIBUTORS, INC.
September 14, 2009 - April 6, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
December 4, 2008 - August 20, 2009
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
October 8, 2002 - December 31, 2006
JOHN HANCOCK DISTRIBUTORS LLC
January 1, 2002 - August 20, 2009
JOHN HANCOCK DISTRIBUTORS LLC
August 1, 1997 - January 1, 2002
MANULIFE WOOD LOGAN, INC.
March 25, 1996 - June 24, 1997
FIRST UNION BROKERAGE SERVICES, INC.
December 5, 1995 - March 29, 1996
INVEST FINANCIAL CORPORATION
November 20, 1992 - November 29, 1995
UBS FINANCIAL SERVICES INC.
July 13, 1992 - November 20, 1992
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationSeries 6TO
Date: 12/22/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
