Karen Collins

THREE-SIXTY WEALTH MANAGEMENT.

AUSTIN, TX 78750

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CRD#: 2224201

Professional summary

Karen Collins, who also goes by Karen Arline Collins, Karen Arline Gardner, is a registered financial advisor currently at THREE-SIXTY WEALTH MANAGEMENT, LLC. located in Austin, Texas and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Karen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Karen has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Karen Arline Collins | Karen Arline Gardner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Collins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2026 - Present

THREE-SIXTY WEALTH MANAGEMENT, LLC.

Office #1: 13809 Research Boulevard Suite 500, Austin, TX 78750

RIA

CRD#: 339056

AUSTIN, TX

Current

December 19, 2025 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

June 5, 2023 - January 12, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

AUSTIN, TX

Past

May 12, 2023 - January 11, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(12/19/2025)

IAR

Texas
(1/28/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/27/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/12/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/31/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

THREE-SIXTY WEALTH MANAGEMENT, LLC.

THREE-SIXTY FINANCE | THREE-SIXTY WEALTH MANAGEMENT, LLC. | THREE-SIXTY WEALTH MANAGEMENT

CRD#: 339056 / SEC#:

Texas

Registered Investment Advisory firm - (1/28/2026 Approved)

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Contact information

Main Address

13809 Research Boulevard Suite 500, Austin, TX 78750

Mailing Address

Phone number

(512) 920-0975

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Karen Collins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Collins's CRS (Customer Relationship Summary).

Certified licenses

Experience

THREE-SIXTY WEALTH MANAGEMENT, LLC.

THE LEADERS GROUP, INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/27/2023

Series 7TO

Date: 5/12/2023

SIE

Date: 3/31/2023

FINRA

Current Firm

THREE-SIXTY WEALTH MANAGEMENT, LLC.

Contact information

Documents

Red Flags

Company Information

THREE-SIXTY WEALTH MANAGEMENT, LLC.

TRUST BUT VERIFY

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