Jon P. Bentz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Peter Bentz, who also goes by Jon P Bentz, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1996. Jon had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2013 - December 23, 2015
THE MUTUAL FUND STORE
February 29, 2012 - December 15, 2015
THE MUTUAL FUND STORE
October 21, 2005 - July 23, 2012
FINANCIAL ENGINES ADVISOR CENTER, LLC
September 1, 2000 - May 16, 2001
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 30, 2000 - September 5, 2000
SECURITIES AMERICA, INC.
January 12, 1996 - June 22, 2000
AMERICAN CENTURY INVESTMENT SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE MUTUAL FUND STORE
CRD#: 139865 / SEC#: 801-70542
Contact information
Red Flags
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