Philip J. Callahan
Professional summary
Philip James Callahan, who also goes by Phil Callahan, is a registered financial advisor currently at NORTH SQUARE INVESTMENTS, LLC located in Chicago, Illinois and FORESIDE FUND SERVICES, LLC located in Chicago, Illinois.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Philip has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 23, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip James Callahan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2019 - Present
NORTH SQUARE INVESTMENTS, LLC
Office #1: 200 West Madison St Suite 2610, Chicago, IL 60606December 2, 2022 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 200 West Madison Suite 2610, Chicago, IL 60606December 12, 2018 - December 31, 2022
COMPASS DISTRIBUTORS, LLC
March 24, 2015 - August 15, 2018
OAK RIDGE INVESTMENTS, LLC
September 30, 2014 - December 31, 2018
IMST DISTRIBUTORS, LLC
May 18, 2010 - April 17, 2014
GOLDMAN SACHS & CO. LLC
April 2, 2001 - August 4, 2008
NEUBERGER BERMAN BD LLC
November 10, 2000 - August 4, 2008
NEUBERGER BERMAN BD LLC
June 18, 1996 - August 4, 2008
NEUBERGER BERMAN MANAGEMENT LLC
August 22, 1994 - January 28, 1997
BNY MELLON SECURITIES CORPORATION
June 16, 1992 - June 14, 1995
WALNUT STREET SECURITIES, INC.
Primary Firm SEC Registration
NORTH SQUARE INVESTMENTS, LLC
CRD#: 294355 / SEC#: 801-115238
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
NORTH SQUARE INVESTMENTS, LLC
CRD#: 294355 / SEC#: 801-115238
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 2,024,063,339 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
