Kenneth P. Schneider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Paul Schneider, who also goes by Ken Schneider, Kenneth Schneider, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1992. Kenneth had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2015 - October 17, 2018
ONEAMERICA SECURITIES, INC.
April 14, 2015 - October 17, 2018
ONEAMERICA SECURITIES, INC.
February 26, 2014 - October 31, 2014
ONEAMERICA SECURITIES, INC.
February 26, 2014 - October 31, 2014
ONEAMERICA SECURITIES, INC.
November 25, 2013 - December 20, 2013
WADDELL & REED
November 25, 2013 - December 20, 2013
WADDELL & REED
March 9, 2012 - November 16, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 9, 2012 - November 16, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 23, 2011 - August 31, 2011
CHASE INVESTMENT SERVICES CORP.
February 23, 2011 - August 31, 2011
CHASE INVESTMENT SERVICES CORP.
October 14, 2010 - February 17, 2011
AVANTAX ADVISORY SERVICES
October 31, 2008 - February 17, 2011
AVANTAX INVESTMENT SERVICES, INC.
April 2, 2007 - September 26, 2008
MORGAN STANLEY & CO. LLC
April 2, 2007 - September 26, 2008
MORGAN STANLEY & CO. LLC
September 25, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
September 25, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
March 28, 2002 - September 16, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 7, 2001 - September 16, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 8, 1992 - November 15, 2001
MORGAN STANLEY DW INC.
April 21, 1992 - May 20, 1992
CHATFIELD DEAN & CO., INC.
Primary Firm SEC Registration
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
