Moira V. Higgins
Professional summary
Moira Veronica Higgins is a registered financial professional currently at HENNION & WALSH, INC. located in Parsippany, New Jersey.
Moira is registered as a RR (Registered Representative) and started their career in finance in 1992. Moira has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Moira Veronica Higgins's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2021 - Present
HENNION & WALSH, INC.
Office #1: 2001 Route 46 Waterview Plaza, Parsippany, NJ 07054-1018July 27, 2001 - April 17, 2019
TMC BONDS L.L.C.
March 19, 1993 - September 24, 1999
DB ALEX. BROWN LLC
June 12, 1992 - March 9, 1993
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(7/27/2021)
Exams
FINRA
Current Firm
HENNION & WALSH, INC.
CRD#: 25766 / SEC#: , 8-41988
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HENNION, RICHARD | EXECUTIVE VICE PRESIDENT | 1315386 |
| WALSH, WILLIAM WALTER | PRESIDENT | 1174993 |
| FITZSIMMONS, PHILLIP | CHIEF COMPLIANCE OFFICER | 1625889 |
| HENNION, WILLIAM | VICE PRESIDENT | 2048378 |
| KOWALSKI, STEPHEN GEORGE | VICE PRESIDENT | 1919574 |
| MAHN, KEVIN DOUGLAS | MANAGING DIRECTOR | 2519398 |
| WURST, WENDY ANN | FINOP, TREASURER | 1902879 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 6 |
Red Flags
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