David B. Ely

SUGAR HILL ADVISORS

Enfield, NH

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CRD#: 2223706

Professional summary

David Brian Ely, CFP®, ChFC® is a registered financial advisor currently at SUGAR HILL ADVISORS, LLC located in Enfield, New Hampshire.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. David has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Brian Ely's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

ChFC^®

Chartered Financial Consultant

Experience

Current

May 28, 2019 - Present

SUGAR HILL ADVISORS, LLC

RIA

CRD#: 301342

Enfield, NH

Past

April 10, 1992 - January 11, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 10, 1992 - January 11, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(5/28/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/16/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/25/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/9/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/24/1995

General Securities Principal Examination

Current Firm

SUGAR HILL ADVISORS, LLC

CRD#: 301342 / SEC#:

New Hampshire

Registered Investment Advisory firm - (5/28/2019 Approved)

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Contact information

Main Address

Enfield, NH

Mailing Address

Phone number

(603) 286-0639

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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David B. Ely

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Brian Ely's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUGAR HILL ADVISORS, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/16/1993

Series 63

Date: 2/25/1993

Series 7

Date: 4/9/1992

Series 24

Date: 3/24/1995

Current Firm

SUGAR HILL ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

SUGAR HILL ADVISORS, LLC

TRUST BUT VERIFY

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