Jane Bachmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jane Bachmann, who also goes by Jane Q Bachmann, Jane Q Chao, Jane Zhao Connell, Qixim Zhao Connell, was a registered financial professional .
Jane is a previously registered financial professional and started their career in finance in 1992. Jane had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2017 - June 18, 2024
CITI PRIVATE ALTERNATIVES, LLC
February 16, 2012 - June 18, 2024
CITIGROUP GLOBAL MARKETS INC.
February 15, 2012 - June 18, 2024
CITIGROUP GLOBAL MARKETS INC.
March 2, 2011 - February 9, 2012
PRESIDIO MERCHANT PARTNERS LLC
January 21, 2010 - February 9, 2012
PRESIDIO CAPITAL ADVISORS LLC
January 20, 2010 - September 3, 2010
PRESIDIO CAPITAL ADVISORS, LLC
March 30, 2001 - January 6, 2010
STRATEGIC ADVISERS LLC
August 16, 1993 - January 4, 2010
FIDELITY BROKERAGE SERVICES LLC
April 20, 1992 - August 2, 1993
IDS LIFE INSURANCE COMPANY
April 20, 1992 - August 2, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CITI PRIVATE ALTERNATIVES, LLC
CRD#: 153777 / SEC#: 801-71561, 8-69789
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP INVESTMENT PARTNERS | MEMBER | |
| CONWAY, JOHN JAMES | PRINCIPAL FINANCIAL OFFICER (FINOP) | 1584619 |
| DE ANDRADE, ROBERTO CARLOS | MANAGER | 5841299 |
| JEAN-BAPTISTE, ALEX | CHIEF COMPLIANCE OFFICER | 6828963 |
| ODONNELL, DANIEL GLENN | MANAGER | 3160132 |
| ODONNELL, NIALL | PRINCIPAL OPERATIONS OFFICER | 6830897 |
| REMAK, MICHAEL DAVID | CEO/MANAGER | 2914374 |
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 18,347,749,864 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
