Ervin M. Bernhart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ervin Michael Bernhart, who also goes by E M Bernhart, E Michael Bernhart, E Michael Michael Bernhart, Ervin Bernhart, was a registered financial professional .
Ervin is a previously registered financial professional and started their career in finance in 1992. Ervin had worked at 3 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 8 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2020 - July 22, 2026
FISHER INVESTMENTS
January 27, 2006 - July 14, 2016
CHARLES SCHWAB & CO., INC.
May 30, 2003 - July 14, 2016
CHARLES SCHWAB & CO., INC.
August 14, 2002 - April 25, 2003
BNY MELLON SECURITIES CORPORATION
March 1, 2002 - April 25, 2003
BNY MELLON SECURITIES CORPORATION
April 30, 1992 - December 17, 2001
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/11/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 422,516 |
| AUM (Assets Under Management) | $ 386,669,724,038 |
Red Flags
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