Donald C. Girard
Professional summary
Donald Cletus Girard was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Donald is a previously registered financial professional and started their career in finance in 1969. Prior to being barred, Donald had worked at 8 firms, which includes FINANCE 500 INC., CAMDEN FINANCIAL SERVICES, ROBERT SCOTT SECURITIES INC., TITAN/VALUE EQUITIES GROUP INC., GOODLIN FINANCIAL INC., WAMU INVESTMENTS INC., BUTCHER & SINGER INC., STONE & WEBSTER SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 1995 - July 19, 1996
FINANCE 500, INC.
May 17, 1995 - November 24, 1997
CAMDEN FINANCIAL SERVICES
May 4, 1995 - July 19, 1995
FINANCE 500, INC.
October 18, 1993 - May 18, 1995
ROBERT SCOTT SECURITIES, INC.
June 10, 1991 - October 25, 1993
TITAN/VALUE EQUITIES GROUP, INC.
June 23, 1989 - June 10, 1991
GOODLIN FINANCIAL, INC.
March 3, 1980 - June 28, 1989
WAMU INVESTMENTS, INC.
December 28, 1973 - April 28, 1974
BUTCHER & SINGER INC.
February 3, 1969 - February 12, 1974
STONE & WEBSTER SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 8/19/1965
Registered Representative ExaminationSeries 40
Date: 7/17/1971
Registered Principal ExaminationCurrent Firm
FINANCE 500, INC.
CRD#: 12981 / SEC#: , 8-28302
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 5 |
| Bond | 1 |
Red Flags
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