FI
Freeman B. Irby
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES
Carrollton, TX
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CRD#: 2223441
FI
Professional summary
Freeman Buckner Irby III, who also goes by Freeman Buckner Irby, Trip Irby, is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Carrollton, Texas.
Freeman is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Freeman has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Freeman Buckner Irby | Trip Irby
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LONGHORN WEALTH MANAGEMENT GROUP POSITION: Financial Advisor NATURE: Longhorn Wealth Management Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/08/2015 ADDRESS: 1701 Iowa Drive, Plano TX 75093, United States DESCRIPTION: I am a financial advisor. SAA POSITION: Financial Planner NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR - INVESTMENT RELATED: YES - START DATE: 11/2015 - ADDRESS: 1701 IOWA DRIVE, PLANO, TX 75093 INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2015 ADDRESS: 1701 Iowa Drive, Ste 650, Plano TX 75093, United States DESCRIPTION: Advisory Services
CRS (Client Relationship Summary) - RIA
Click below to view Freeman Buckner Irby III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Freeman Buckner Irby III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2024 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #2: 3965 Dallas Parkway Frisco Regional, Frisco, TX 75034RIA
BD
CRD#: 20472
Carrollton, TX
Current
April 3, 2024 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 3965 Dallas Parkway Frisco Regional, Frisco, TX 75034RIA
BD
CRD#: 20472
Frisco, TX
Past
November 6, 2015 - March 21, 2024
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
PLANO, TX
Past
November 6, 2015 - March 21, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
PLANO, TX
Past
February 24, 2015 - November 19, 2015
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
DALLAS, TX
Past
January 16, 2015 - November 19, 2015
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
DALLAS, TX
Past
May 10, 2012 - October 13, 2014
CURIAN CAPITAL, LLC
RIA
CRD#: 120270
DENVER, CO
Past
January 26, 2010 - October 13, 2014
CURIAN CLEARING, LLC
BD
CRD#: 132938
DENVER, CO
Past
January 12, 2009 - December 31, 2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
FRANKLIN, TN
Past
July 2, 2002 - January 7, 2009
ICON DISTRIBUTORS, INC.
BD
CRD#: 28568
GREENWOOD VILLAGE, CO
Past
March 16, 1999 - January 16, 2002
SEI INVESTMENTS DISTRIBUTION CO.
BD
CRD#: 10690
OAKS, PA
Past
September 3, 1997 - January 21, 1998
FIRST SOUTHWEST COMPANY, LLC
BD
CRD#: 316
DALLAS, TX
Past
July 8, 1992 - July 29, 1996
STEPHENS
BD
CRD#: 3496
LITTLE ROCK, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(4/4/2024)
RR
California(5/6/2025)
RR
Colorado(5/7/2025)
RR
Connecticut(5/7/2025)
RR
Florida(5/7/2025)
RR
Georgia(5/7/2025)
RR
Idaho(5/6/2025)
RR
Illinois(10/29/2024)
RR
Iowa(10/11/2024)
RR
Kansas(10/7/2024)
RR
Louisiana(4/8/2024)
RR
Maine(5/7/2025)
RR
Maryland(5/12/2025)
RR
Massachusetts(5/7/2025)
RR
Minnesota(10/7/2024)
RR
Missouri(10/8/2024)
RR
Nebraska(10/7/2024)
RR
New Mexico(5/7/2025)
RR
Oklahoma(4/3/2024)
RR
Oregon(5/8/2025)
RR
South Dakota(5/6/2025)
RR
Tennessee(5/7/2025)
RR
Texas(4/3/2024)
IAR
Texas(4/3/2024)
RR
Virginia(5/7/2025)
RR
Wisconsin(10/10/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
730 Third Avenue, New York, NY 10017-3206
Mailing Address
8500 Andrew Carnegie Boulevard Mail Stop Ssc/c2/08, Charlotte, NC 28262-8500
Phone number
(704) 988-3565
Established
Delaware since 01/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,319
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
