KE
Katharine C. Earhart
FAIRLIGHT ADVISORS
OAKLAND, CA
Some features on this profile are disabled
CRD#: 2223366
KE
Professional summary
Katharine Clark Earhart, who also goes by Katharine Earhart Batcheller, Kassy Earhart, is a registered financial advisor currently at FAIRLIGHT ADVISORS located in Oakland, California.
Katharine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Katharine has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Katharine Earhart Batcheller | Kassy Earhart
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
West Coast Angel Network (WeCAN) is a purpose-driven network of Angel investors driving forward diversity representation on the cap table. Through an investor-led model, Limited Partners learn the investment process through hands-on experience while expanding their network of like-minded professionals. Geared toward women, 2SLGBTQIA+ and BIPOC people, we strive to create an inclusive, supportive and fun learning environment. As one of the Managing Partners, I take no fees or carry, rather I am engaged to learn, have fun, expand my network and have long-term returns on venture investments. - This is an investment-related activity - Address is personal home address - Early seed and seed-stage venture fund - I am a Managing Partner/Member; there is no compensation received for this work. - Fund will begin accepting limited partners in May 2024, with launch of fund January 2025. - 4 hours per month. - Duties will be: engage limited partners in education of venture deal flow, due diligence and investment monitoring process; engage prospective founders in deal flow process and partner with other GPs to disburse investment funds and related investment exits. The American University of Paris is renowned as an international center for cross-cultural and interdisciplinary teaching and learning, AUP's liberal arts education in Paris shapes global explorers to be able to take their places as responsible actors in communities, civil societies, and countries around the world. The university serves both under-graduate and graduate level students. - This business was not investment-related. - 5, boulevard de La Tour-Maubourg 75007 Paris, France - University Teaching institution. I taught a Nonprofit Finance Class - Visiting Lecturer - Served as a contract Lecturer - Feb 5, 2023-May 11, 2023 - 30 hours total - 50 hours per week - Duties were: read assigned text and case studies; lecture students, develop mid-term & final exam; provide final grading against rubric provided
CRS (Client Relationship Summary) - RIA
Click below to view Katharine Clark Earhart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 30, 2019 - Present
FAIRLIGHT ADVISORS
RIA
CRD#: 305352
OAKLAND, CA
Past
May 10, 2016 - September 18, 2019
ALESCO ADVISORS LLC
RIA
CRD#: 108590
SAN FRANCISCO, CA
Past
October 21, 2013 - March 18, 2016
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
SAN FRANCISCO, CA
Past
February 18, 1993 - December 17, 1999
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/30/2019)
IAR
Texas(2/22/2022)
IAR
Washington(2/28/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/6/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FA
FAIRLIGHT ADVISORS
FAIRLIGHT ADVISORS | FAIRLIGHT ADVISORS LLC
CRD#: 305352 / SEC#:
California
Registered Investment Advisory firm - (9/30/2019 Approved)Texas
Registered Investment Advisory firm - (2/22/2022 Conditional Restricted)Washington
Registered Investment Advisory firm - (2/28/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
505 Montgomery Street Fl 10, San Francisco, CA 94104
Mailing Address
Phone number
(844) 309-6248
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 80 |
| AUM (Assets Under Management) | $ 73,370,793 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
