Mark A. Standish
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Allan Standish was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1992. Mark had worked at 7 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 62, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2019 - January 2, 2026
PICKWICK CAPITAL PARTNERS, LLC
April 7, 2016 - January 22, 2017
DEIMOS SECURITIES LLC
April 1, 2014 - June 10, 2014
RBC CAPITAL MARKETS, LLC
February 29, 2008 - March 28, 2014
RBC CAPITAL MARKETS, LLC
December 17, 2002 - November 3, 2009
RBC CMA LTD
November 2, 1995 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
March 3, 1993 - March 10, 1995
KIDDER, PEABODY & CO. INCORPORATED
June 1, 1992 - January 25, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 55
Date: 3/23/2000
Limited Representative-Equity Trader ExamCurrent Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
| RISSER, SUZANNE LOUISE | CCO | 1303694 |
Red Flags
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