Alicia Freedman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alicia Freedman, who also goes by Alice Frucht, Alicia Hahn, Alicja Kulikowska, was a registered financial professional .
Alicia is a previously registered financial professional and started their career in finance in 1992. Alicia had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2014 - November 19, 2024
KOVACK SECURITIES INC.
March 6, 2001 - October 15, 2014
RESOURCE HORIZONS GROUP LLC
September 26, 1997 - March 13, 2001
CENTENNIAL CAPITAL MANAGEMENT, INC.
October 23, 1992 - September 26, 1997
CADARET, GRANT & CO., INC.
April 28, 1992 - January 10, 1997
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
