Kimberleigh A. Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberleigh Ann Mitchell, who also goes by Kim Mitchell, Kim Paulin, was a registered financial professional .
Kimberleigh is a previously registered financial professional and started their career in finance in 1992. Kimberleigh had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2008 - January 3, 2022
P.J. ROBB VARIABLE, LLC
October 17, 2005 - December 31, 2007
UNDERWRITERS EQUITY CORPORATION
January 6, 2003 - December 31, 2003
INVESTORS CAPITAL CORP.
May 11, 2001 - October 10, 2002
AMERICAN CLASSIC SECURITIES, INC.
May 8, 1998 - July 30, 1999
LUTHERAN BROTHERHOOD SECURITIES CORP.
June 6, 1997 - May 7, 1998
VERAVEST INVESTMENTS, INC.
March 4, 1997 - June 9, 1997
PRIME CAPITAL SERVICES, INC.
July 13, 1992 - February 6, 1997
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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