Donna L. Zinman
Professional summary
Donna Lewis Zinman, who also goes by Donna Lynn Lewis, is a registered financial advisor currently at CAPITAL ADVANTAGE, INC. located in Walnut Creek, California.
Donna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Donna has worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Donna Lewis Zinman's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2005 - Present
CAPITAL ADVANTAGE, INC.
Office #1: 1855 Olympic Blvd. Ste 300, Walnut Creek, CA 94596July 8, 1997 - January 19, 2005
CHARLES SCHWAB & CO., INC.
June 24, 1996 - January 19, 2005
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
CAPITAL ADVANTAGE, INC.
CRD#: 108985 / SEC#: 801-55896
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/12/2005)
Exams
Current Firm
CAPITAL ADVANTAGE, INC.
CRD#: 108985 / SEC#: 801-55896
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,830 |
| AUM (Assets Under Management) | $ 1,111,637,065 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
