Jeffrey A. Loos

MODERN WEALTH MANAGEMENT

KNOXVILLE, TN 37932

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CRD#: 2223102

Professional summary

Jeffrey Alan Loos, ChFC®, CLU® is a registered financial advisor currently at MODERN WEALTH MANAGEMENT, LLC located in Knoxville, Tennessee.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Jeffrey has worked at 4 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) JEFFREY A. LOOS;INVESTMENT RELATED;9717 COGDILL RD, STE 201, KNOXVILLE, TN 37932;INSURANCE;INSURANCE AGENT;4/30/2010;16 HRS/MONTH;16 HRS DURING TRADING;INSURANCE AGENT 2) WESTERN HEIGHTS CENTER. NOT INVESTMENT RELATED. 1230 W. SCOTT AVENUE, KNOXVILLE, TN

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan Loos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

July 1, 2024 - Present

MODERN WEALTH MANAGEMENT, LLC

Office #1: 9717 Cogdill Road Suite 202, Knoxville, TN 37932

RIA

CRD#: 324624

KNOXVILLE, TN

Past

May 12, 2010 - July 15, 2024

C & J WEALTH ADVISORS

RIA

CRD#: 133293

KNOXVILLE, TN

Past

November 28, 2007 - May 6, 2010

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

JOHNSON CITY, TN

Past

November 28, 2007 - May 6, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

JOHNSON CITY, TN

Past

March 16, 2004 - November 7, 2007

FIRST HORIZON ADVISORS, INC.

RIA

CRD#: 17117

JOHNSON CITY, TN

Past

January 11, 1999 - November 7, 2007

FIRST HORIZON ADVISORS, INC.

CRD#: 17117

JOHNSON CITY, TN

Past

June 12, 1992 - January 5, 1999

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MODERN WEALTH MANAGEMENT, LLC

MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA

Registered Investment Advisory firm - (5/2/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(7/8/2024)

IAR

Texas
(7/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/10/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/10/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MODERN WEALTH MANAGEMENT, LLC

MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA

Registered Investment Advisory firm - (5/2/2023 Approved)

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Contact information

Main Address

13550 W 95th St., Lenexa, KS 66227

Mailing Address

Phone number

(913) 393-1000

Established

Firm type

Fiscal year end

# of Employees

150

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARCH 2025 ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	18,823
AUM (Assets Under Management)	$ 6,148,915,787

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey A. Loos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan Loos's CRS (Customer Relationship Summary).

Certified licenses

Experience

C & J WEALTH ADVISORS

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

FIRST HORIZON ADVISORS, INC.

FIRST HORIZON ADVISORS, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

MODERN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/10/1992

Series 6

Date: 6/10/1992

Current Firm

MODERN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MODERN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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