Joseph S. Giordano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Steven Giordano JR, who also goes by Joseph Steven Giordano, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1974. Joseph had worked at 4 firms and has passed the Series 63, Series 15, PC, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 1994 - March 14, 1997
MADISON GROUP SECURITIES INC.
April 7, 1980 - May 10, 1982
CITIGROUP GLOBAL MARKETS INC.
September 26, 1978 - February 23, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 1974 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 15
Date: 5/7/1984
Foreign Currency Options ExaminationPC
Date: 9/1/1977
AMEX Put and Call ExamSeries 000
Date: 3/6/1974
General Securities Principal ExaminationSeries 1
Date: 3/6/1974
Registered Representative ExaminationCurrent Firm
MADISON GROUP SECURITIES INC.
CRD#: 30056 / SEC#: , 8-44721
Contact information
Documents
Red Flags
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