John R. Bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Robinson Bell was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2014 - December 31, 2014
PFS INVESTMENTS INC.
March 6, 2014 - December 31, 2014
PFS INVESTMENTS INC.
March 19, 2012 - November 30, 2012
VERITAT ADVISORS
December 8, 2008 - November 13, 2009
INVESTMENT ADVISORS INTERNATIONAL, INC.
September 4, 2007 - December 31, 2007
GWINNETT FINANCIAL PLANNING
March 8, 2006 - November 22, 2006
TRUIST INVESTMENT SERVICES, INC.
February 24, 2006 - November 22, 2006
TRUIST INVESTMENT SERVICES, INC.
December 10, 2003 - February 8, 2005
WAMU INVESTMENTS, INC.
December 10, 2003 - February 8, 2005
WAMU INVESTMENTS, INC.
February 3, 2003 - December 2, 2003
COMMONWEALTH FINANCIAL NETWORK
February 3, 2003 - December 2, 2003
COMMONWEALTH FINANCIAL NETWORK
July 2, 2001 - February 7, 2003
WELLS FARGO CLEARING SERVICES, LLC
June 15, 2001 - February 7, 2003
WELLS FARGO CLEARING SERVICES, LLC
October 7, 1992 - June 20, 2001
AMERIPRISE ADVISOR SERVICES, INC.
April 13, 1992 - September 14, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 13, 1992 - September 14, 1992
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
PFS INVESTMENTS INC.
CRD#: 10111 / SEC#: 801-72263, 8-26486
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/19/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PFS INVESTMENTS INC.
CRD#: 10111 / SEC#: 801-72263, 8-26486
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIMERICA FINANCE CORPORATION | DIRECT OWNER | |
| COLEY, DASIA DEBORAH | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 6760291 |
| JENDUSA, NICHOLAS ADAM | EXECUTIVE VICE PRESIDENT | 6037365 |
| LESUTIS, MICHAEL | SENIOR VICE PRESIDENT & CHIEF COUNSEL | 4751250 |
| MILLER, DEBORAH LYNN | EXECUTIVE VICE PRESIDENT | 3036949 |
| NEMETZ, WILLIAM JAMES | DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 4589878 |
| REGARD, PAUL ETIENNE | PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER | 2448671 |
| RIVET, LORI ALLISON | EXECUTIVE VICE PRESIDENT | 4496273 |
| SUKIN, KAREN LYNN | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 6292138 |
| WEIGLE, BRIAN STEVEN | DIRECTOR AND EXECUTIVE VICE PRESIDENT | 4131816 |
| WELLS, MICHAEL KURT | EXECUTIVE VICE PRESIDENT & TREASURER | 5999501 |
| WOODRING, DANIEL AARON | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4028705 |
Regulatory assets under management
| Total Number of Accounts | 70,434 |
| AUM (Assets Under Management) | $ 11,156,017,804 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 2 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
