Donald V. Wagner

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CRD#: 2222865

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Victor Wagner SR was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1992. Donald had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 09/05/2002: No Business Name - Non-Variable Insurance - INV REL - At Reported Business Location(s) - INSURANCE (2) 08/01/2003: No Business Name - DBA for LPL Business (entity for LPL business) - GOOD SHEPHERD FINANCIAL - INV REL - At Reported Business Location(s) (3) 12/19/2008: St. Felicitas Parish - Community, Civic and Charitable Board - NOT INV REL - Euclid, OH - Member of parish council for St. Felicitas Parish, Euclid, Ohio. Advise the pastor on matters pertaining to parish life, liturgy, financial needs and other matters. - 5% Time Spent (4) 07/22/2009: Catholic High School - Community, Civic and Charitable Board - NOT INV REL - At Reported Business Location(s) - Swim Coach Benedictine High School - 10% Time Spent (5) 08/28/2009: Donald V Wagner - Real Estate Rental - INV REL - At Reported Business Location(s) - Renting personal home - 5% Time Spent (6) 07/14/2011: Argus - Other-Referral - NOT INV REL - At Reported Business Location(s) - I distribute discount Drug Cards to clients and others. They are free to the recipient (they are NOT insurance, but merely a discount card). At retail pharmacies this card can provide a discount on prescriptions. - 1% Time Spent (7) 06/29/2016: Vision Financial Management - DBA for LPL Business (entity for LPL business) - Vision Financial Management - INV REL - Start 06/20/2016 - 122 Broad Blvd., Cuyahoga Falls, OH 44221 - 10 Hr/Mo; 10 Hours During Securities Trading (8) 07/01/2016: Vision Financial Management, LLC - Registered Investment Advisor Hybrid - INV REL - Start 06/20/2016 - 122 Broad Blvd, Cuyahoga Falls, OH 44221 - IAR - We will be providing written financial plans as well as hourly consulting. All IARs will also be securities-registered with LPL. This RIA is a separate entity from our LPL DBA name. - 55 Hr/Mo; 3 Hours During Securities Trading

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 3, 2016 - September 20, 2023

VISION FINANCIAL MANAGEMENT, LLC

RIA

CRD#: 170003

Chagrin Falls, OH

Past

January 22, 2015 - June 28, 2016

TYLER-STONE WEALTH MANAGEMENT, LLC

RIA

CRD#: 173667

SHAKER HEIGHTS, OH

Past

June 5, 2012 - December 23, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHAGRIN FALLS, OH

Past

September 27, 2002 - December 31, 2004

THE TYLER-STONE GROUP

RIA

CRD#: 120229

SHAKER HTS., OH

Past

September 4, 2002 - November 6, 2023

LPL FINANCIAL LLC

CRD#: 6413

CHAGRIN FALLS, OH

Past

May 29, 1992 - October 4, 2002

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VISION FINANCIAL MANAGEMENT, LLC

CRD#: 170003 / SEC#: 801-133721

RIA

Registered Investment Advisory firm - (6/24/2025 Approved)

Ohio

Registered Investment Advisory firm - (7/2/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/2/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/17/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/30/2006

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 1/5/1996

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 5/27/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VISION FINANCIAL MANAGEMENT, LLC

CRD#: 170003 / SEC#: 801-133721

RIA

Registered Investment Advisory firm - (6/24/2025 Approved)

Ohio

Registered Investment Advisory firm - (7/2/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/2/2025 Terminated)

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Contact information

Main Address

122 Broad Blvd., Cuyahoga Falls, OH 44221

Mailing Address

Phone number

(330) 929-9900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - APPENDIX 1: WRAP FEE PROGRAM BROCHURE (7/28/2025)

FORM ADV PART 2A: FIRM BROCHURE (7/28/2025)

Regulatory assets under management

Total Number of Accounts	547
AUM (Assets Under Management)	$ 119,950,797

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Donald V. Wagner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TYLER-STONE WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

THE TYLER-STONE GROUP

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

VISION FINANCIAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/17/1993

SIE

Date: 10/1/2018

Series 7

Date: 8/30/2006

Series 22

Date: 1/5/1996

Series 6

Date: 5/27/1992

Current Firm

VISION FINANCIAL MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VISION FINANCIAL MANAGEMENT, LLC

TRUST BUT VERIFY

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