Joel T. Hassler

CHARTER CAPITAL MANAGEMENT

Brookfield, WI 53005

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CRD#: 2222541

Professional summary

Joel T Hassler is a registered financial advisor currently at CHARTER CAPITAL MANAGEMENT, INC. located in Brookfield, Wisconsin.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Joel has worked at 1 firm and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel T Hassler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2000 - Present

CHARTER CAPITAL MANAGEMENT, INC.

Office #1: 13805 W Burleigh Road Suite 100, Brookfield, WI 53005

RIA

CRD#: 35919

Brookfield, WI

Past

September 7, 2000 - December 14, 2016

CHARTER CAPITAL MANAGEMENT, INC.

CRD#: 35919

WAUWATOSA, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHARTER CAPITAL MANAGEMENT, INC.

CHARTER CAPITAL MANAGEMENT, INC | CHARTER CAPITAL MANAGEMENT, LLC | CHARTER CAPITAL MANAGEMENT, INC.

CRD#: 35919 / SEC#: 801-16127, 8-46927

RIA

Registered Investment Advisory firm - SEC (5/1/1981 Approved)

Terminated by SEC on 12/13/2016

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/10/2020)

IAR

Wisconsin
(9/11/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/8/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/14/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/6/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/23/2000

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CHARTER CAPITAL MANAGEMENT, INC.

CHARTER CAPITAL MANAGEMENT, INC | CHARTER CAPITAL MANAGEMENT, LLC | CHARTER CAPITAL MANAGEMENT, INC.

CRD#: 35919 / SEC#: 801-16127, 8-46927

RIA

Registered Investment Advisory firm - SEC (5/1/1981 Approved)

Terminated by SEC on 12/13/2016

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Contact information

Main Address

13805 W Burleigh Road Suite 100, Brookfield, WI 53005

Mailing Address

Phone number

(414) 257-3700

Established

Wisconsin since 01/12/1981

Firm type

Corporation

Fiscal year end

December

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (4/28/2025)

Direct owners and executive officers

Name	Position	CRD#
GLASER, DANIEL RICHARD	REGISTERED PRINCIPAL	2750930
HASSLER, JOEL T	CHIEF COMPLIANCE OFFICER, PRESIDENT	2222541

Regulatory assets under management

Total Number of Accounts	377
AUM (Assets Under Management)	$ 411,737,769

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joel T. Hassler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel T Hassler's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARTER CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

CHARTER CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/8/2000

SIE

Date: 12/14/2016

Series 6

Date: 9/6/2000

Series 26

Date: 10/23/2000

Current Firm

CHARTER CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

CHARTER CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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