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Leon E Ebbert

EBBERT ASSET MANAGEMENT, LP
KNOXVILLE, TN
·CRD# 2222408·34 years experience

Professional Summary

Leon E Ebbert is a registered financial advisor currently at EBBERT ASSET MANAGEMENT, LP located in Knoxville, Tennessee. Leon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Leon has worked at 3 firms and has passed the Series 63 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

EBBERT ASSET MANAGEMENT, LP·CRD# 124087
RIA
320 Nancy Lynn Lane, Suite 4, Knoxville, TN 37919
July 13, 2004 - Present
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
March 30, 1994 - December 1, 2000
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
November 27, 1992 - March 24, 1994

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Current Firm

EA
EBBERT ASSET MANAGEMENT, LP

EBBERT ASSET MANAGEMENT, LP

CRD#: 124087
Tennessee
Registered Investment Advisory firm - Tennessee (4/4/2000 Approved)

Contact Information

Main Address

9815 Cogdill Rd, Suite 1, Knoxville, TN 37932

Phone Number

(865) 584-3200

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

11

AUM (Assets Under Management)

$1,312,496

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LEON E. EBBERT, PC, CPA, NON-INVESTMENT-RELATED, 320 NANCY LYNN LANE, SUITE 4, KNOXVILLE, TN 37919, CERTIFIED PUBLIC ACCOUNTING FIRM, PRESIDENT, START DATE: JANUARY, 1997, APPROXIMATELY 80 HOURS PER MONTH, APPROXIMATELY TWO HOURS PER DAY DURING TRADING HOURS, CPA PRACTICING PUBLIC ACCOUNTING, LEON E. EBBERT D/B/A EBBERT FINANCIAL SERVICES, INVESTMENT-RELATED, 320 NANCY LYNN LANE, SUITE 4, KNOXVILLE, TN 37919, PRIMARILY SELLS INSURANCE PRODUCTS, OWNER, START DATE: FEBRUARY, 1992, APPROXIMATELY 10 HOURS PER MONTH, NUMBER HOURS DEVOTED TO THIS BUSINESS DURING TRADING HOURS IS INESTIMATABLE AND INSIGNIFICANT, MEETING WITH CLIENTS AND RECOMMENDING INSURANCE PRODUCTS, NOTE: THE NUMBER OF HOURS DEVOTED TO ALL OF THE ABOVE BUSINESS ACTIVITIES IS ONLY A BEST ESTIMATE, CHANGES ON A DAY TO DAY BASIS, AND IS SUBJECT TO CHANGE AT ANY TIME AS THE NEEDS OF CLIENTS AND BUSINESS FOCUS CHANGE.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1992About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1992About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Leon E Ebbert's CRS (Customer Relationship Summary).

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