Leon E. Ebbert

EBBERT ASSET MANAGEMENT, LP

KNOXVILLE, TN 37919

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CRD#: 2222408

Professional summary

Leon E Ebbert is a registered financial advisor currently at EBBERT ASSET MANAGEMENT, LP located in Knoxville, Tennessee.

Leon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Leon has worked at 3 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LEON E. EBBERT, PC, CPA, NON-INVESTMENT-RELATED, 320 NANCY LYNN LANE, SUITE 4, KNOXVILLE, TN 37919, CERTIFIED PUBLIC ACCOUNTING FIRM, PRESIDENT, START DATE: JANUARY, 1997, APPROXIMATELY 80 HOURS PER MONTH, APPROXIMATELY TWO HOURS PER DAY DURING TRADING HOURS, CPA PRACTICING PUBLIC ACCOUNTING, LEON E. EBBERT D/B/A EBBERT FINANCIAL SERVICES, INVESTMENT-RELATED, 320 NANCY LYNN LANE, SUITE 4, KNOXVILLE, TN 37919, PRIMARILY SELLS INSURANCE PRODUCTS, OWNER, START DATE: FEBRUARY, 1992, APPROXIMATELY 10 HOURS PER MONTH, NUMBER HOURS DEVOTED TO THIS BUSINESS DURING TRADING HOURS IS INESTIMATABLE AND INSIGNIFICANT, MEETING WITH CLIENTS AND RECOMMENDING INSURANCE PRODUCTS, NOTE: THE NUMBER OF HOURS DEVOTED TO ALL OF THE ABOVE BUSINESS ACTIVITIES IS ONLY A BEST ESTIMATE, CHANGES ON A DAY TO DAY BASIS, AND IS SUBJECT TO CHANGE AT ANY TIME AS THE NEEDS OF CLIENTS AND BUSINESS FOCUS CHANGE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leon E Ebbert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 13, 2004 - Present

EBBERT ASSET MANAGEMENT, LP

Office #1: 320 Nancy Lynn Lane, Suite 4, Knoxville, TN 37919

RIA

CRD#: 124087

KNOXVILLE, TN

Past

March 30, 1994 - December 1, 2000

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

November 27, 1992 - March 24, 1994

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(7/13/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/30/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/23/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EBBERT ASSET MANAGEMENT, LP

CRD#: 124087 / SEC#:

Tennessee

Registered Investment Advisory firm - (4/4/2000 Approved)

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Contact information

Main Address

9815 Cogdill Rd, Suite 1, Knoxville, TN 37932

Mailing Address

Phone number

(865) 584-3200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 1,051,668

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Leon E. Ebbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leon E Ebbert's CRS (Customer Relationship Summary).

Certified licenses

Experience

EBBERT ASSET MANAGEMENT, LP

WOODBURY FINANCIAL SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/30/1992

Series 6

Date: 11/23/1992

Current Firm

EBBERT ASSET MANAGEMENT, LP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EBBERT ASSET MANAGEMENT, LP

TRUST BUT VERIFY

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