PH
Patrice Hightower
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CRD#: 2222402
PH
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrice Hightower, CFP®, who also goes by Patrice Princella Hightower, Patrice Wooten Hightower, Patrice Princella Wooten, Patrice Princella Wooten-hightower, was a registered financial professional .
Patrice is a previously registered financial professional and started their career in finance in 1992. Patrice had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Patrice Princella Hightower | Patrice Wooten Hightower | Patrice Princella Wooten | Patrice Princella Wooten-Hightower
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Fiduciary Appntmnt-Trustee 1400 Hermann Dr,Unit 8E Houston TX 77004 5/16/17 5hrs~1hrs Administer trust for trust created for me in fathers will 3) Fiduciary Appntmnt-Trustee 1400 Hermann Dr, Unit 8E Houston TX 77004 2/15/17 5hrs~5hrs Managing finances of trust, dispensing funds for my sisters welfare and care 4) Champions Real Estate Group 6117 Richmond Ave, Ste 120 Houston TX 77057 Real Estate/Mortgage/Title Services/Appraisal Real Estate Sales Associate 1/19/16 10hrs~2hrs Real estate sales as independent contractor 5) Fiduciary Appointment-Executor 1400 Hermann Dr, Unit 8E Houston TX 77004 11/30/16 10hrs~5hrs Administer estate 6) The Pathway Management Group 2316 Arbor Houston TX 77004 Business/Management Consulting Owner/Sole Proprietor 7/1/91 40hrs~40hrs Provide business consulting services including bookkeeping for businesses and non-profits 7) The Pathway Management Group Business/Management Consulting Business/Management Consultant~hrs~hrs~ 8) PWH RES TRUST POSITION: Trustee NATURE: Fiduciary Appointment. This is a residuary trust for me set up under my fathers will. It is self administered. INV RLTD: No # OF HOURS: 5 SECURITIES TRADING HOURS: 1 STRT DT: 05/16/217 ADDRESS: 1400 Hermann Dr., Unit 14F, Houston TX 77004, US DESCRPTN: Administer trust for trust created for me in fathers will. 9) THE PATHWAY MANAGEMENT GROUP POSITION: Business/Management Consultant NATURE: Business/Management Consulting INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/01/91 ADDRESS: 1400 Hermann Dr Unit 14F, Houston TX 77004, US DESCRIPTION: Business/Management Consulting 10) SWK TRUST, P.W.T, TRUSTEE POSITION: Trustee NATURE: Fiduciary Appointment. Trustee for my sister who has special needs. INVESTMENT RELATED: Yes # OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/15/17 ADDR: 1400 Hermann Dr, Unit 14F, Houston TX 77004, US DESCR: Managing finances of trust, dispensing funds for my sister's welfare and care 11) SWK RESIDING TRUST POSITION: Trustee NATURE: Fiduciary Appointment. I am the trustee of the testamentary trust set up for my special needs sister. INVESTMENT RELATED: Yes # OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/15/17 ADDRESS: 1400 Hermann Dr., Unit 14F, Houston TX 77004, United States DESCRIPTION: Managing finances of trust. Dispensing funds for my sister's welfare and care 12) HSPVA FRIENDS; POSITION: Operations Manager NATURE: Remote operations support to non-profit organization that supports the associated arts high school including maintaining donor information in database system, assist staff with administrative tasks, coordinate with bookkeeper to efficiently process organization expenses and donations. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 10/31/2022; 1414 Texas, Unit 323, Houston TX 77002; Assist the faculty and staff with program-related administrative needs, including coordinating travel, liaising with vendors, and optimizing their processes as needed. Ensure the integrity of donations and all constituent data in Bloomerang (data management software), including the daily processing of gifts, gift acknowledgements, and matching gifts. Process and manage HSPVA Friends fundraising and administrative expenses. 13) HOMESMART (FORMERLY CHAMPIONS REAL ESTATE GROUP) POSITION: Real Estate Sales Associate NATURE: Real Estate/Mortgage/Title Services/Appraisal INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 01/19/16 ADDRESS: 1001 West Loop South Suite 105, Houston TX 77027, United States DESCRIPTION: Real estate sales as independent contractor
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Past
April 3, 1997 - August 6, 2024
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Houston, TX
Past
June 15, 1992 - August 6, 2024
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Houston, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AA
AVANTAX ADVISORY SERVICES
1ST GLOBAL ADVISORY SERVICES | HD VEST ADVISORY SERVICES | H.D. VEST ADVISORY SERVICES, INC | AVANTAX WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
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Contact information
Main Address
3200 Olympus Blvd Suite 100, Dallas, TX 75019
Mailing Address
Phone number
(972) 870-6000
Established
Firm type
Fiscal year end
# of Employees
2,278
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
