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Patrice Hightower

CFP®
CRD# 2222402·Registered 1992 - 2024
Previously Registered: Being a previously registered professional could mean that Patrice is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Patrice Hightower, CFP®, who also goes by Patrice Princella Hightower, Patrice Wooten Hightower, Patrice Princella Wooten, Patrice Princella Wooten-hightower, was a registered financial advisor. Patrice was a previously registered financial professional and started their career in finance 1992 - 2024. Patrice had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Patrice Princella Hightower, Patrice Wooten Hightower, Patrice Princella Wooten, Patrice Princella Wooten-Hightower

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

34 years in the financial services industry

Current & Past Employments

AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Houston, TX
April 3, 1997 - August 6, 2024
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Houston, TX
June 15, 1992 - August 6, 2024

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Current Firm

AA
AVANTAX ADVISORY SERVICES

1ST GLOBAL ADVISORY SERVICES | HD VEST ADVISORY SERVICES | H.D. VEST ADVISORY SERVICES, INC | AVANTAX WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES

CRD#: 104556 / SEC#: 801-29892

Contact Information

Main Address

3200 Olympus Blvd Suite 100, Dallas, TX 75019

Phone Number

(972) 870-6000

# of Employees

2,278

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (3/31/2025)

Regulatory Assets Under Management

Total Number of Accounts

140,306

AUM (Assets Under Management)

$46,109,939,749

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/13/2024Cover PageReport
11/28/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Fiduciary Appntmnt-Trustee 1400 Hermann Dr,Unit 8E Houston TX 77004 5/16/17 5hrs~1hrs Administer trust for trust created for me in fathers will 3) Fiduciary Appntmnt-Trustee 1400 Hermann Dr, Unit 8E Houston TX 77004 2/15/17 5hrs~5hrs Managing finances of trust, dispensing funds for my sisters welfare and care 4) Champions Real Estate Group 6117 Richmond Ave, Ste 120 Houston TX 77057 Real Estate/Mortgage/Title Services/Appraisal Real Estate Sales Associate 1/19/16 10hrs~2hrs Real estate sales as independent contractor 5) Fiduciary Appointment-Executor 1400 Hermann Dr, Unit 8E Houston TX 77004 11/30/16 10hrs~5hrs Administer estate 6) The Pathway Management Group 2316 Arbor Houston TX 77004 Business/Management Consulting Owner/Sole Proprietor 7/1/91 40hrs~40hrs Provide business consulting services including bookkeeping for businesses and non-profits 7) The Pathway Management Group Business/Management Consulting Business/Management Consultant~hrs~hrs~ 8) PWH RES TRUST POSITION: Trustee NATURE: Fiduciary Appointment. This is a residuary trust for me set up under my fathers will. It is self administered. INV RLTD: No # OF HOURS: 5 SECURITIES TRADING HOURS: 1 STRT DT: 05/16/217 ADDRESS: 1400 Hermann Dr., Unit 14F, Houston TX 77004, US DESCRPTN: Administer trust for trust created for me in fathers will. 9) THE PATHWAY MANAGEMENT GROUP POSITION: Business/Management Consultant NATURE: Business/Management Consulting INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/01/91 ADDRESS: 1400 Hermann Dr Unit 14F, Houston TX 77004, US DESCRIPTION: Business/Management Consulting 10) SWK TRUST, P.W.T, TRUSTEE POSITION: Trustee NATURE: Fiduciary Appointment. Trustee for my sister who has special needs. INVESTMENT RELATED: Yes # OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/15/17 ADDR: 1400 Hermann Dr, Unit 14F, Houston TX 77004, US DESCR: Managing finances of trust, dispensing funds for my sister's welfare and care 11) SWK RESIDING TRUST POSITION: Trustee NATURE: Fiduciary Appointment. I am the trustee of the testamentary trust set up for my special needs sister. INVESTMENT RELATED: Yes # OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/15/17 ADDRESS: 1400 Hermann Dr., Unit 14F, Houston TX 77004, United States DESCRIPTION: Managing finances of trust. Dispensing funds for my sister's welfare and care 12) HSPVA FRIENDS; POSITION: Operations Manager NATURE: Remote operations support to non-profit organization that supports the associated arts high school including maintaining donor information in database system, assist staff with administrative tasks, coordinate with bookkeeper to efficiently process organization expenses and donations. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 10/31/2022; 1414 Texas, Unit 323, Houston TX 77002; Assist the faculty and staff with program-related administrative needs, including coordinating travel, liaising with vendors, and optimizing their processes as needed. Ensure the integrity of donations and all constituent data in Bloomerang (data management software), including the daily processing of gifts, gift acknowledgements, and matching gifts. Process and manage HSPVA Friends fundraising and administrative expenses. 13) HOMESMART (FORMERLY CHAMPIONS REAL ESTATE GROUP) POSITION: Real Estate Sales Associate NATURE: Real Estate/Mortgage/Title Services/Appraisal INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 01/19/16 ADDRESS: 1001 West Loop South Suite 105, Houston TX 77027, United States DESCRIPTION: Real estate sales as independent contractor

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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