WC
Warren K. Cordingley
CORDINGLEY & PARKINSON WEALTH MANAGEMENT
Rexburg, ID 83440
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CRD#: 2222388
WC
Professional summary
Warren Kay Cordingley is a registered financial advisor currently at CORDINGLEY & PARKINSON WEALTH MANAGEMENT located in Rexburg, Idaho and LPL FINANCIAL LLC located in Rexburg, Idaho.
Warren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Warren has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 04/20/2005 - CORDINGLEY & PARKINSON WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 06/05/2024 - Sand Creek Capital, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related- At Reported Business Location(s) - Start Date 09/28/2023 - 120 Hours Per Month/ During Trading - I provide investment advisory services through Sand Creek Capital, LLC, an independent investment advisor firm. I started this business activity in 09/2023. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Warren Kay Cordingley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 28, 2023 - Present
CORDINGLEY & PARKINSON WEALTH MANAGEMENT
Office #1: 234 E 1st N, Rexburg, ID 83440RIA
CRD#: 326719
Rexburg, ID
Current
June 2, 1992 - Present
LPL FINANCIAL LLC
Office #1: 234 E 1st N, Rexburg, ID 83440RIA
BD
CRD#: 6413
Rexburg, ID
Past
June 22, 1992 - September 27, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
REXBURG, ID
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CORDINGLEY & PARKINSON WEALTH MANAGEMENT
CORDINGLEY & PARKINSON WEALTH MANAGEMENT | SAND CREEK CAPITAL, LLC | SAND CREEK CAPITAL
CRD#: 326719 / SEC#: 801-128135
RIA
Registered Investment Advisory firm - (6/9/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/17/1993)
RR
California(11/13/2023)
RR
Idaho(6/3/1992)
IAR
Idaho(11/28/2023)
RR
North Dakota(11/13/2023)
RR
Oregon(6/29/2023)
RR
Texas(7/25/2023)
IAR
Texas(12/8/2023)
RR
Utah(1/14/1993)
IAR
Utah(12/11/2023)
RR
Washington(4/11/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
C&
CORDINGLEY & PARKINSON WEALTH MANAGEMENT
CORDINGLEY & PARKINSON WEALTH MANAGEMENT | SAND CREEK CAPITAL, LLC | SAND CREEK CAPITAL
CRD#: 326719 / SEC#: 801-128135
RIA
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Contact information
Main Address
234 E 1st N, Rexburg, ID 83440
Mailing Address
Phone number
(208) 356-9022
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 638 |
| AUM (Assets Under Management) | $ 193,032,805 |
Red Flags
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Company Information
CORDINGLEY & PARKINSON WEALTH MANAGEMENT
CRD#: 326719Rexburg, ID 83440TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
