Daniel B. Coleman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Bibb Coleman was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1992. Daniel had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 5, Series 7, Series 4, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2013 - August 10, 2017
VIRTU AMERICAS LLC
January 3, 2012 - July 1, 2013
GETCO SECURITIES, LLC
March 8, 2011 - June 11, 2014
OCTEG, LLC
October 12, 2010 - June 11, 2014
GETCO EXECUTION SERVICES LLC
June 29, 1998 - April 9, 2010
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
January 3, 1995 - September 2, 1997
SBC WARBURG, INC.
June 2, 1994 - January 3, 1995
O'CONNOR & ASSOCIATES
July 13, 1992 - October 8, 1993
O'CONNOR & ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/11/1998
Limited Representative-Equity Trader ExamSeries 5
Date: 7/5/1995
Interest Rate Options ExaminationSeries 8
Date: 6/25/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
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