Jennifer A. Connors
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Ann Connors was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1994. Jennifer had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 14 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2013 - September 28, 2015
REDI GLOBAL TECHNOLOGIES LLC
October 17, 2012 - July 16, 2013
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
August 31, 2006 - December 31, 2006
BROWNCO, LLC
July 11, 2006 - June 8, 2012
E*TRADE CLEARING LLC
June 13, 2006 - June 8, 2012
E*TRADE SECURITIES LLC
May 4, 2005 - June 1, 2006
LEHMAN BROTHERS INC.
August 9, 2001 - April 4, 2005
VIRTU ALTERNET SECURITIES LLC
July 13, 2001 - April 4, 2005
VIRTU ITG LLC
July 22, 1999 - June 27, 2001
NOMURA SECURITIES INTERNATIONAL, INC.
November 8, 1996 - July 30, 1999
B-TRADE SERVICES LLC
September 6, 1994 - July 19, 1999
COWEN EXECUTION SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/15/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
REDI GLOBAL TECHNOLOGIES LLC
CRD#: 41924 / SEC#: , 8-49673
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REFINITIV US LLC | OWNER | |
| BALTOVSKI, ALEXANDER NMN | FINANCIAL AND OPERATIONS PRINCIPAL, PFO, POO | 2350828 |
| CUTLER, SETH | DIRECTOR | 2594208 |
| IAMSCICOV WEIGL, KATARINA | CHIEF COMPLIANCE OFFICER AND SECRETARY | 7893210 |
| MALONEY, MICHAEL G | DIRECTOR, CEO, MANAGING PRINCIPAL | 5728423 |
| SIBLEY, JOHN HOLDEN | DIRECTOR | 5781488 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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