Thomas Richard Delaney Ii

(1)DELANEY VENTURES LLC, SINGLE MEMBER 6705 ZERMATT CT. COLLEYVILLE, TEXAS 76034 817-766-7117 DELANEY VENTURES LLC'S PURPOSE IS TO PURCHASE RESIDENTIAL REAL ESTATE FOR INVESTMENT PURPOSES. THE SOURCE OF REVENUES WOULD BE A COMBINATION OF THE COLLECTION OF RENTAL INCOME AND/OR REALIZED GAINS FROM THE SALE OF THE PROPERTY. EXPENSES OF THE LLC, ASIDE FROM GENERAL AND ADMINISTRATIVE EXPENSES OF THE LLC, WOULD BE RELATED TO PROPERTY IMPROVEMENTS/REPAIRS OR REAL ESTATE COSTS ASSOCIATED WITH THE PURCHASE OF A PROPERTY. THE BUSINESS IS EXPECTED TO GENERATE LESS THAN 5% OF MY TOTAL INCOME AND WILL TAKE LESS THAN 5% OF MY TIME. FILE PERIODIC TAX DOCUMENTATION RELATED TO THE LLC, PURCHASE PROPERTIES, AND COLLECT RENTS. THERE IS NO COMPENSATION FOR PERFORMING AS A SINGLE MEMBER IN THE LLC. ALL PROFITS WILL BE DEPLOYED INTO THE LLC. MY IRA IS THE 100% OWNER OF THE LLC. THE PERCENTAGE OF ANNUAL INCOME WILL BE: 5%

(2)Name of the other business: Boston University ; Whether the business is investment-related: No ; Address of the other business: One Silber Way Boston, MA 02215 ; Nature of the other business: Employment ; Your position, title, or relationship with the other business: Research Assistant, Facilitator ; The start date of your relationship: 1/27/2022 ; The approximate number of hours/month you devote to the other business: 21 to 40 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Provide research support to BU faculty and facilitate online courses

(3) The name of the other business; Peter Elish Investments whether the business is investment-related; Yes the address of the other business; 5049 EDWARDS RANCH ROAD, STE 400, FORT WORTH, TX 76109 UNITED STATES the nature of the other business; broker-dealer your position; compliance consultant title, or relationship with the other business; consultant the start date of your relationship; 2/2023 the approximate number of hours/month you devote to the other business; 16-20 hrs. the number of hours you devote to the other business during securities trading hours; 0-1 and briefly describe your duties relating to the other business; Provide compliance consulting / guidance related to FINRA CMA application and the development of the overall compliance program. DELANEY VENTURES LLC POSITION: sole member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2012 ADDRESS: 6705 Zermatt Ct., Colleyville TX 76034, United States DESCRIPTION: I collect rent and provide property management services as needed. PETER ELISH INVESTMENT SECURITIES POSITION: Consultant NATURE: Consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2023 ADDRESS: 5049 Edwards Ranch Road, Ste 400, Fort Worth TX 76109, United States DESCRIPTION:

(1) Work with Leadership and provide advice related to pending FINRA CMA application;

(2) Coordinate with outside compliance firm (Compliers) with respect to their services provided;

(3) Assist leadership with the design of the compliance program going forward -- which will include the installation of the appropriate compliance resources.