Freda G. Mccullough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Freda Ginsberg Mccullough, who also goes by Freda Jane Ginsberg, Freda J Mccullough, was a registered financial professional .
Freda is a previously registered financial professional and started their career in finance in 1996. Freda had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2016 - September 19, 2018
AVATAR SECURITIES, LLC
April 27, 2006 - July 11, 2014
G-2 TRADING,LLC
November 12, 1998 - June 30, 2006
CARLIN EQUITIES, LLC
July 21, 1997 - August 1, 1997
SHARPE CAPITAL, INC.
November 18, 1996 - May 8, 1997
CELADON FINANCIAL GROUP LLC
February 1, 1996 - July 12, 1996
CARLIN EQUITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/8/1999
Limited Representative-Equity Trader ExamSeries 1
Date: 9/8/1967
Registered Representative ExaminationCurrent Firm
AVATAR SECURITIES, LLC
CRD#: 147763 / SEC#: , 8-67932
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVATAR TRADING GROUP, LLC | HOLDING CO. | |
| DEETER, MISHA BODHI | MEMBER | 5132163 |
| BROWSKI, ANDREW CHARLES | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 5778834 |
| HOLLAND, RAYMOND F | CO-MANAGING MEMBER | 5509397 |
| KATHWARI, OMAR FAROOQ | CO-MANAGING MEMBER | 5509343 |
| SLOAN NOWAK, JACQUELINE LEE | FINOP/PRINCIPAL FINANCIAL OFFICER | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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