Margaret R. Hixon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Rucker Hixon, who also goes by Margaret Rucker Dickson, Margaret Warren Rucker, Margaret Warren Rucker-hixon, was a registered financial advisor .
Margaret is a previously registered financial advisor and started their career in finance in 1992. Margaret had worked at 12 firms and has passed the Series 63, Series 65, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2007 - December 31, 2008
PEAK SECURITIES CORPORATION
September 20, 2005 - December 19, 2009
PEAK SECURITIES CORPORATION
September 4, 2003 - August 30, 2004
US TAX ADVISORY GROUP, INC.
June 23, 2003 - August 30, 2004
US TAX ADVISORY GROUP, INC.
October 30, 2002 - April 30, 2003
STONEX SECURITIES INC.
August 20, 2002 - October 25, 2002
INVEST FINANCIAL CORPORATION
August 2, 2002 - October 25, 2002
INVEST FINANCIAL CORPORATION
January 9, 2001 - August 7, 2002
SIGMA FINANCIAL CORPORATION
December 6, 2000 - January 10, 2001
FIRST SECURITY INVESTMENTS, INC.
November 29, 1999 - December 13, 2000
SICOR SECURITIES INC
July 16, 1999 - December 17, 1999
AMERICAN GENERAL SECURITIES INCORPORATED
April 1, 1999 - July 14, 1999
LEGACY FINANCIAL SERVICES, INC.
February 13, 1996 - November 10, 1997
SICOR SECURITIES INC
February 23, 1995 - November 9, 1995
MCC SECURITIES, INC.
June 3, 1994 - February 23, 1995
FAS WEALTH MANAGEMENT SERVICES, INC.
December 21, 1992 - June 15, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEAK SECURITIES CORPORATION
CRD#: 107907 / SEC#: , 8-53066
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
