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Margaret Rucker Hixon

CRD# 2222075·Registered 1992 - 2008
Previously Registered: Being a previously registered professional could mean that Margaret is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Margaret Rucker Hixon, who also goes by Margaret Rucker Dickson, Margaret Warren Rucker, Margaret Warren Rucker-hixon, was a registered financial advisor. Margaret was a previously registered financial advisor and started their career in finance 1992 - 2008. Margaret had worked at 12 firms and has passed the Series 63, Series 65, Series 7, Series 6, Series 24 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Margaret Rucker Dickson, Margaret Warren Rucker, Margaret Warren Rucker-Hixon

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

PEAK SECURITIES CORPORATION·CRD# 107907
RIA
Sarasota, FL
June 28, 2007 - December 31, 2008
PEAK SECURITIES CORPORATION·CRD# 107907
BD
Sarasota, FL
September 20, 2005 - December 19, 2009
US TAX ADVISORY GROUP, INC.·CRD# 125867
RIA
Sarasota, FL
September 4, 2003 - August 30, 2004
US TAX ADVISORY GROUP, INC.·CRD# 125867
BD
Sarasota, FL
June 23, 2003 - August 30, 2004
STONEX SECURITIES INC.·CRD# 18456
BD
Birmingham, AL
October 30, 2002 - April 30, 2003
INVEST FINANCIAL CORPORATION·CRD# 12984
RIA
Sarasota, FL
August 20, 2002 - October 25, 2002
INVEST FINANCIAL CORPORATION·CRD# 12984
BD
Appleton, WI
August 2, 2002 - October 25, 2002
SIGMA FINANCIAL CORPORATION·CRD# 14303
BD
Ann Arbor, MI
January 9, 2001 - August 7, 2002
FIRST SECURITY INVESTMENTS, INC.·CRD# 24035
BD
Kingston, PA
December 6, 2000 - January 10, 2001
SICOR SECURITIES INC·CRD# 16195
BD
Dayton, OH
November 29, 1999 - December 13, 2000
AMERICAN GENERAL SECURITIES INCORPORATED·CRD# 13626
BD
Phoenix, AZ
July 16, 1999 - December 17, 1999
LEGACY FINANCIAL SERVICES, INC.·CRD# 38697
BD
Petaluma, CA
April 1, 1999 - July 14, 1999
SICOR SECURITIES INC·CRD# 16195
BD
Dayton, OH
February 13, 1996 - November 10, 1997
MCC SECURITIES, INC.·CRD# 36286
BD
Tampa, FL
February 23, 1995 - November 9, 1995
FAS WEALTH MANAGEMENT SERVICES, INC.·CRD# 10164
BD
Sarasota, FL
June 3, 1994 - February 23, 1995
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
December 21, 1992 - June 15, 1994

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Current Firm

PS
PEAK SECURITIES CORPORATION

INTER-AMERICAN SECURITIES, INC. | PEAK SECURITIES CORPORATION

CRD#: 107907 / SEC#: 8-53066
BD
Terminated by SEC on 03/08/2010

Contact Information

Established

Florida since 10/02/2000

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PEAK CAPITAL CORPORATIONOWNER—
DUBE, DAVID WILLIAMPRESIDENT/CHIEF COMPLIANCE OFFICER3041983
MICHEL, JEFFREY WAYNEVICE PRESIDENT/REGISTERED OPTIONS PRINCIPAL & SROP/CROP2307698
PIDGEON, PHILLIP DFINANCIAL AND OPERATIONS PRINCIPAL4451631

Disclosures

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1999About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1999About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed Oct 2000About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1992About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Aug 2002About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Nov 1999About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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