Stanley T. Deck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Theodore Deck was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1992. Stanley had worked at 7 firms and has passed the Series 63, Series 7, Series 6, Series 22, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 1996 - September 19, 1996
SANFORD ROBERTS, INC.
August 8, 1994 - December 11, 1995
TRANSGLOBAL CAPITAL CORPORATION
March 10, 1994 - August 18, 1994
TRADEPORTAL SECURITIES, INC.
October 4, 1993 - December 9, 1993
ANNANDALE SECURITIES, INC.
October 27, 1992 - March 11, 1993
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 29, 1992 - October 13, 1992
LAZAR FREDERICK & COMPANY
April 8, 1992 - June 27, 1992
ROCKWELL FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SANFORD ROBERTS, INC.
CRD#: 36659 / SEC#: , 8-47326
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
