Donald J. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Julian Martin was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1992. Donald had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2003 - October 14, 2013
PKS SECURITIES, INC.
June 1, 2001 - June 2, 2003
INVESTORS CAPITAL CORP.
August 23, 1995 - June 12, 2001
INDIANAPOLIS SECURITIES, INC.
March 23, 1994 - December 31, 1994
VESTAX SECURITIES CORPORATION
October 5, 1992 - February 8, 1994
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PKS SECURITIES, INC.
CRD#: 101600 / SEC#: , 8-52094
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
