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Eugene Robert Stodart

CRD# 2221716·Registered 1992 - 2013
Previously Registered: Being a previously registered professional could mean that Eugene is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eugene Robert Stodart was a registered financial advisor. Eugene was a previously registered financial professional and started their career in finance 1992 - 2013. Eugene had worked at 8 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

FULCRUM CAPITAL MARKETS LLC·CRD# 155634
BD
Austin, TX
November 7, 2011 - June 14, 2013
LPE SECURITIES, LLC·CRD# 117851
BD
Tampa, FL
November 4, 2009 - October 17, 2011
SHEARSON FINANCIAL SERVICES, LLC·CRD# 38619
BD
Austin, TX
June 1, 2009 - October 27, 2009
BMO CAPITAL MARKETS CORP.·CRD# 16686
BD
Houston, TX
November 1, 2003 - September 4, 2008
HARRIS NESBITT CORP.·CRD# 7299
BD
Chicago, IL
May 22, 1998 - November 1, 2003
BANC ONE CAPITAL MARKETS, INC.·CRD# 23065
BD
Chicago, IL
April 28, 1997 - March 25, 1998
EAGLE ROCK CAPITAL GROUP, INC.·CRD# 29869
BD
Roseland, NJ
October 5, 1992 - April 29, 1997
HAMILTON CLARK SUSTAINABLE CAPITAL, INC.·CRD# 26010
BD
Washington, DC
March 27, 1992 - September 30, 1992

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Current Firm

FC
FULCRUM CAPITAL MARKETS LLC

FULCRUM CAPITAL MARKETS LLC

CRD#: 155634 / SEC#: 8-68731
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

111 Congress Avenue Suite 2550, Austin, TX 78701

Mailing Address

111 Congress Avenue Suite 2550, Austin, TX 78701

Phone Number

(512) 473-2776

Established

Delaware since 09/20/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FULCRUM CAPITAL HOLDINGS LLCSOLE MEMBER—
HAMILTON, MATTHEW WARDELECTED MANAGER, CCO, HOME OFFICE SUPERVISOR, EXECUTIVE REPRESENTATIVE4784653
HORRIGAN, TIMOTHY JOSEPHELECTED MANAGER, HEAD TRADER2518429
WANG, XIWEIFINOP6618011

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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