Eugene R. Stodart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Robert Stodart was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1992. Eugene had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2011 - June 14, 2013
FULCRUM CAPITAL MARKETS LLC
November 4, 2009 - October 17, 2011
LPE SECURITIES, LLC
June 1, 2009 - October 27, 2009
SHEARSON FINANCIAL SERVICES, LLC
November 1, 2003 - September 4, 2008
BMO CAPITAL MARKETS CORP.
May 22, 1998 - November 1, 2003
HARRIS NESBITT CORP.
April 28, 1997 - March 25, 1998
BANC ONE CAPITAL MARKETS, INC.
October 5, 1992 - April 29, 1997
EAGLE ROCK CAPITAL GROUP, INC.
March 27, 1992 - September 30, 1992
HAMILTON CLARK SUSTAINABLE CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FULCRUM CAPITAL MARKETS LLC
CRD#: 155634 / SEC#: , 8-68731
Contact information
FINRA licenses (7 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
