AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AG

Allen N. Ginesin

Some features on this profile are disabled
CRD#: 222161
AG

Professional summary

Allen Norman Ginesin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Allen is a previously registered financial professional and started their career in finance in 1966. Prior to being barred, Allen had worked at 14 firms, which includes FIRST MONTAUK SECURITIES CORP., COLIN WINTHROP & CO. INC., CHURCHILL SECURITIES INC., SHERMAN FITZPATRICK & CO. INC., GSG GLOBAL SECURITIES GROUP INC., SHELTER ROCK SECURITIES CORP., DOMESTIC ARBITRAGE GROUP INC., BUNKER SECURITIES CORP., NORTH BAYSIDE SECURITIES COMPANY OF NY, NORBAY SECURITIES INC., SAXON SECURITIES CORP., THE HAY TON CORP, FIRST HARVARD SECURITIES CORPORATION, MERIT INVESTORS CORPORATION.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 3, 1998 - December 31, 1999

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ
Past

October 4, 1994 - July 30, 1998

COLIN WINTHROP & CO., INC.

BD
CRD#: 26012
JERICHO, NY
Past

April 9, 1992 - September 23, 1994

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ
Past

November 6, 1991 - December 2, 1993

CHURCHILL SECURITIES, INC.

BD
CRD#: 10343
SUFFERN, NY
Past

April 24, 1990 - April 22, 1992

SHERMAN, FITZPATRICK & CO., INC.

BD
CRD#: 3393
MINEOLA, NY
Past

July 12, 1988 - April 9, 1990

GSG GLOBAL SECURITIES GROUP INC.

BD
CRD#: 16135
Past

May 19, 1987 - July 15, 1988

SHELTER ROCK SECURITIES CORP.

BD
CRD#: 11043
Past

March 11, 1987 - May 1, 1987

DOMESTIC ARBITRAGE GROUP, INC.

BD
CRD#: 8144
Past

November 19, 1985 - March 18, 1987

BUNKER SECURITIES CORP.

BD
CRD#: 8424
Past

October 9, 1975 - December 5, 1975

NORTH BAYSIDE SECURITIES COMPANY OF NY

BD
CRD#: 1000005
Past

October 9, 1975 - November 21, 1980

NORBAY SECURITIES INC.

BD
CRD#: 5431
Past

February 25, 1974 - April 1, 1975

SAXON SECURITIES CORP.

BD
CRD#: 3275
Past

September 7, 1973 - March 6, 1974

THE HAY TON CORP

BD
CRD#: 1000003
Past

June 1, 1973 - April 19, 1974

FIRST HARVARD SECURITIES CORPORATION

BD
CRD#: 4891
Past

August 4, 1966 - July 6, 1973

MERIT INVESTORS CORPORATION

BD
CRD#: 2761

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/22/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/16/1985
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 8/3/1966
Registered Representative Examination

Current Firm

FM
FIRST MONTAUK SECURITIES CORP.
ADVANCED INVESTMENT | WEALTH MANAGEMENT DESIGN | WASHINGTON ASSET MANAGEMENT | VENTURE WEALTH MANAGEMENT | VC MANAGEMENT | UNION ADVANTAGE FINANCIAL | THE LARAWAY FINANCIAL GROUP | THE CARDINAL HILL GROUP | SHARMA CAPITAL | SCHREIBER INVESTMENT COMPANY | ROME CAPITAL MANAGEMENT | QUIGLEY TAX ADVISORY GROUP | PHG ASSET MANAGEMENT & DEVELOPMENT | PERSONAL INVESTMENT CENTERS | MONTAUK FINANCIAL GROUP | MOFIELD & ASSOC. | MILLER AND CHRISTIAN ASSET MANAGEMENT | MFG/BOGGS,BUSTAMANTE,BELMONTE FINANCIAL GROUP | MCM CONSULTING & MANAGEMENT SERFICES | LYL INVESTMENTS | KAROON CAPITAL MANAGEMENT | INVESTMENT ASSET MANAGEMENT | HUNT ASSET MANAGEMENT | HORIZON WEALTH SOLUTIONS | HAMPTON CAPITAL MANAGEMENT | GROTJAHN CAPITAL MANAGEMENT | FORTRESS WEALTH MANAGEMENT | FIRST MONTAUK SECURITIES CORP. | EVYAVAN ADVISORY SERVICES | CENTURY DISCOUNT INVESTMENTS | CAPITAL ESTATE ADVISORS | C & B FINANCIAL SVCS. | BUSINESS AND FINANCIAL SERVICES | BURTON CAPITAL STRATEGIES GROUP | BURNS ASSET MANAGEMENT | BONIELLO CAPITAL MANAGEMENT | BERRY ASSET MANAGEMENT | BELLI MONACO | BAUGHMAN FINANCIAL GROUP | BARRETT HAYNES FINANCIAL GROUP | BARREIRO AND ASSOCIATES | B & G CAPITAL MANAGEMENT | ASSET MANAGEMENT CONSULTANT | AMERICAN CAPITAL MANAGEMENT

CRD#: 13755 / SEC#: , 8-29748

BD
Terminated by SEC on 02/21/2009
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
New York since 03/11/1983
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST MONTAUK FINANCIAL CORP.CORPORATE PARENT AND SOLE STOCKHOLDER
HOROWITZ, MINDY ANNCHIEF FINANCIAL OFFICER/FINOP3036744
KURYLAK, VICTOR KEVINPRESIDENT, CHIEF EXECUTIVE OFFICER1664534
LEONARD, CELESTE MARIECHIEF COMPLIANCE OFFICER1258535

Disclosures

Regulatory Event25
Arbitration28
Bond5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

TRUST BUT VERIFY

Monitor Allen Ginesin

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics