VI
Vincenzo Iannucci
CITIZENS SECURITIES
NEW YORK, NY 10019
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CRD#: 2221556
VI
Professional summary
Vincenzo Iannucci is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in New York, New York and CITIZENS PRIVATE WEALTH located in New York, New York.
Vincenzo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Vincenzo has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Vincenzo Iannucci's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 24, 2025 - Present
CITIZENS SECURITIES, INC.
Office #1: 1301 Avenue Of The Americas 2nd Floor, New York, NY, 10019RIA
BD
CRD#: 39550
NEW YORK, NY
Current
July 16, 2025 - Present
CITIZENS PRIVATE WEALTH
Office #1: 1301 Avenue Of The Americas 34th Floor, New York, NY 10019RIA
CRD#: 106743
NEW YORK, NY
Current
June 24, 2025 - Present
CITIZENS SECURITIES, INC.
Office #1: 1301 Avenue Of The Americas 2nd Floor, New York, NY, 10019RIA
BD
CRD#: 39550
NEW YORK, NY
Past
January 7, 2025 - June 26, 2025
FLAGSTAR ADVISORS
RIA
CRD#: 104233
NEW YORK, NY
Past
June 14, 2006 - December 31, 2024
FLAGSTAR ADVISORS
RIA
CRD#: 104233
NEW YORK, NY
Past
June 9, 2006 - June 26, 2025
FLAGSTAR ADVISORS
BD
CRD#: 104233
NEW YORK, NY
Past
September 2, 2003 - June 6, 2006
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
NEW YORK CITY, NY
Past
September 2, 2003 - June 6, 2006
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CHICAGO, IL
Past
December 11, 1995 - September 3, 2003
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
January 19, 1995 - December 4, 1995
FLEET ENTERPRISES, INC.
BD
CRD#: 17434
NEW YORK, NY
Past
June 25, 1993 - January 17, 1995
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
May 26, 1992 - August 14, 1992
SOUTH RICHMOND SECURITIES, INC.
BD
CRD#: 14913
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CITIZENS PRIVATE WEALTH
CITIZENS PRIVATE CLIENT | ESTATE PRESERVATION SERVICES, LLC | CLARFELD FINANCIAL ADVISORS, LLC | CLARFELD FINANCIAL ADVISORS INC | CLARFELD | CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
RIA
Registered Investment Advisory firm - (2/20/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/24/2025)
IAR
California(6/24/2025)
RR
Colorado(6/24/2025)
IAR
Colorado(6/25/2025)
RR
Connecticut(6/24/2025)
IAR
Connecticut(6/24/2025)
RR
District of Columbia(6/24/2025)
RR
Florida(6/24/2025)
IAR
Florida(6/25/2025)
RR
Georgia(6/24/2025)
IAR
Georgia(6/25/2025)
RR
Indiana(6/24/2025)
IAR
Indiana(6/24/2025)
RR
Maine(6/24/2025)
IAR
Maine(6/25/2025)
RR
Maryland(6/24/2025)
IAR
Maryland(6/24/2025)
RR
Massachusetts(6/25/2025)
RR
Michigan(6/24/2025)
IAR
Michigan(6/26/2025)
RR
Minnesota(6/24/2025)
IAR
Minnesota(6/24/2025)
RR
Missouri(6/24/2025)
IAR
Missouri(6/24/2025)
RR
Nebraska(6/24/2025)
IAR
Nebraska(6/26/2025)
RR
New Jersey(6/24/2025)
IAR
New Jersey(6/24/2025)
RR
New York(6/24/2025)
IAR
New York(6/24/2025)
IAR
North Carolina(6/24/2025)
RR
North Carolina(6/30/2025)
RR
Ohio(6/24/2025)
IAR
Ohio(7/1/2025)
RR
Oregon(6/24/2025)
IAR
Oregon(6/26/2025)
RR
Pennsylvania(6/24/2025)
IAR
Pennsylvania(6/24/2025)
RR
Rhode Island(8/27/2025)
IAR
Rhode Island(8/27/2025)
RR
South Carolina(6/24/2025)
IAR
South Carolina(6/24/2025)
RR
Texas(6/24/2025)
IAR
Texas(6/24/2025)
RR
Vermont(6/24/2025)
IAR
Vermont(6/24/2025)
RR
Virginia(6/24/2025)
IAR
Virginia(6/25/2025)
RR
Washington(6/24/2025)
IAR
Washington(6/26/2025)
RR
Wisconsin(6/24/2025)
IAR
Wisconsin(6/24/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CP
CITIZENS PRIVATE WEALTH
CITIZENS PRIVATE CLIENT | ESTATE PRESERVATION SERVICES, LLC | CLARFELD FINANCIAL ADVISORS, LLC | CLARFELD FINANCIAL ADVISORS INC | CLARFELD | CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
RIA
Registered Investment Advisory firm - (2/20/1992 Approved)PREMIUM
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Contact information
Main Address
520 White Plains Road 3rd Floor, Tarrytown, NY 10591
Mailing Address
Phone number
(914) 846-0100
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,846 |
| AUM (Assets Under Management) | $ 12,182,945,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 07/28/2023 | ||
| 10/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
