Kevin J. Keaveney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin James Keaveney, who also goes by Kevin Keaveney, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1992. Kevin had worked at 6 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2011 - July 16, 2012
MKM PARTNERS LLC
June 16, 2010 - September 8, 2011
GLEACHER & COMPANY SECURITIES, INC.
October 20, 2003 - June 25, 2010
BROADPOINT AMTECH, INC.
January 31, 2001 - October 10, 2003
SOUNDVIEW TECHNOLOGY CORPORATION
September 8, 1993 - October 17, 2000
PERSHING LLC
April 3, 1992 - April 11, 1992
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 9/30/2003
Limited Representative-Equity Trader ExamCurrent Firm
MKM PARTNERS LLC
CRD#: 114666 / SEC#: , 8-53436
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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