David G. Ginberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Green Ginberg was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1960. David had worked at 9 firms and has passed the Series 63, Series 55, Series 1 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2004 - November 13, 2013
VFINANCE INVESTMENTS, INC
October 10, 2002 - October 15, 2004
GLOBAL PARTNERS SECURITIES INC.
April 11, 1991 - October 25, 2002
NORTH AMERICAN INSTITUTIONAL BROKERS
December 20, 1988 - March 19, 1991
PARAGON CAPITAL MARKETS, INC.
January 28, 1981 - November 29, 1988
GREENTREE SECURITIES CORP.
June 11, 1980 - January 10, 1985
ROSS, STEBBINS INC.
June 9, 1977 - May 12, 1981
OLD COURT SECURITIES INC.
April 17, 1975 - July 17, 1977
BLINDER, ROBINSON & CO., INC.
July 21, 1960 - April 9, 1976
FRANK GINBERG & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/1/1998
Limited Representative-Equity Trader ExamSeries 1
Date: 6/5/1959
Registered Representative ExaminationCurrent Firm
VFINANCE INVESTMENTS, INC
CRD#: 44962 / SEC#: , 8-50898
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VFINANCE INVESTMENTS HOLDINGS | SHAREHOLDER | |
| GROENEVELD, WILLIAM LAWRENCE | HEAD TRADER, PRESIDENT, CEO | 2127534 |
| GROENEVELD, WILLIAM LAWRENCE | DIRECTOR | 2127534 |
| JOHNSON, KAY ALISON | CCO | 1583193 |
| KNOPF, FRED N | GENERAL COUNSEL | 6390806 |
| MULLEN, MICHAEL ANTHONY | DIRECTOR | 1428116 |
| WATSON, NATALIA TOVAR | FINOP/CFO | 4782735 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 6 |
Red Flags
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