Perry S. Sawano
Professional summary
Perry Samuel Sawano was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Perry is a previously registered financial advisor and started their career in finance in 1992. Prior to being barred, Perry had worked at 4 firms, which includes INTEGRITY FINANCIAL CONSULTING, LEGACY FINANCIAL SERVICES INC., OSAIC FS INC., CARILLON INVESTMENTS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1999 - December 31, 2002
INTEGRITY FINANCIAL CONSULTING
January 1, 1999 - December 31, 2014
INTEGRITY FINANCIAL CONSULTING
April 7, 1997 - July 5, 2000
LEGACY FINANCIAL SERVICES, INC.
March 25, 1993 - April 8, 1997
OSAIC FS, INC.
April 13, 1992 - March 25, 1993
CARILLON INVESTMENTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INTEGRITY FINANCIAL CONSULTING
CRD#: 114881 / SEC#:
Contact information
Red Flags
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