Scott A. Francoeur
Professional summary
Scott Aurel Francoeur is a registered financial professional currently at BTIG, LLC located in New York, New York.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1992. Scott has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Aurel Francoeur's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2023 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022February 11, 2016 - May 3, 2023
UBS SECURITIES LLC
January 28, 2002 - February 24, 2016
MORGAN STANLEY & CO. LLC
September 20, 1999 - December 3, 2001
BNP PARIBAS SECURITIES CORP.
August 26, 1999 - October 1, 1999
UBS FINANCIAL SERVICES INC.
June 3, 1992 - April 21, 1997
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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