DN
Dean M. Neuharth
FBL WEALTH MANAGEMENT
WEST DES MOINES, IA 50266
Some features on this profile are disabled
CRD#: 2220987
DN
Professional summary
Dean Merlin Neuharth, who also goes by Dean M Neuharth, is a registered financial advisor currently at FBL WEALTH MANAGEMENT, LLC located in West Des Moines, Iowa and FBL MARKETING SERVICES, LLC located in Elkhorn, Nebraska.
Dean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Dean has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dean M Neuharth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FARM BUREAU LIFE AND AFFILIATES; NOT INVESTMENT RELATED; 5400 UNIVERSITY AVE, WDM IA, INSURANCE; 09/01/2019; FULL TIME
2)FBL WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; 5400 UNIVERSITY AVE, WEST DES MOINES IA 50266; INVESTMENT ADVISER REPRESENTATIVE; DATE OF FBLWM RELEASE LETTER, UNTIL FURTHER NOTICE; Varied HOURS PER MONTH; Varied HOURS DEVOTED PER MONTH DURING TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Dean Merlin Neuharth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2019 - Present
FBL WEALTH MANAGEMENT, LLC
Office #1: 5400 University Ave, West Des Moines, IA 50266RIA
CRD#: 291396
WEST DES MOINES, IA
Current
October 9, 2019 - Present
FBL MARKETING SERVICES, LLC
Office #1: 3303 N 190th Plaza, Elkhorn, NE 68022Office #2: 401 Oak St Ste A, Farmington, MN 55024BD
CRD#: 5309
Elkhorn, NE
Past
December 19, 2013 - August 7, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
MINNEAPOLIS, MN
Past
September 21, 2012 - August 7, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Past
November 19, 2010 - August 29, 2012
RIVERSOURCE DISTRIBUTORS, INC.
BD
CRD#: 139135
MINNEAPOLIS, MN
Past
July 2, 2008 - November 20, 2010
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
DOWNERS GROVE, IL
Past
June 16, 2006 - July 16, 2007
INVESTMENT CENTERS OF AMERICA, INC.
RIA
CRD#: 16443
ELBURN, IL
Past
April 26, 2006 - July 16, 2007
INVESTMENT CENTERS OF AMERICA, INC.
BD
CRD#: 16443
ELBURN, IL
Past
July 19, 2002 - September 24, 2004
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Past
April 12, 2001 - March 6, 2002
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 6695
NEWPORT BEACH, CA
Past
June 2, 1999 - March 27, 2001
MANULIFE WOOD LOGAN, INC.
BD
CRD#: 19177
STAMFORD, CT
Past
July 13, 1998 - March 5, 1999
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
March 4, 1997 - May 13, 1998
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
SAINT PAUL, MN
Past
June 5, 1995 - March 5, 1997
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
March 20, 1992 - June 1, 1995
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 20, 1992 - June 1, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FBL WEALTH MANAGEMENT, LLC
FBL WEALTH MANAGEMENT, LLC
CRD#: 291396 / SEC#: 801-113458
RIA
Registered Investment Advisory firm - (6/18/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/20/2024)
IAR
Alabama(6/20/2024)
RR
Alaska(6/20/2024)
IAR
Alaska(6/21/2024)
RR
Arizona(3/31/2021)
IAR
Arizona(4/14/2021)
RR
Arkansas(7/14/2022)
IAR
Arkansas(7/14/2022)
RR
Colorado(3/31/2021)
IAR
Colorado(3/31/2021)
RR
Delaware(6/20/2024)
IAR
Delaware(6/25/2024)
RR
Florida(3/31/2021)
IAR
Florida(7/12/2024)
RR
Georgia(8/9/2022)
IAR
Georgia(8/12/2022)
RR
Hawaii(3/31/2021)
IAR
Hawaii(7/14/2021)
RR
Idaho(3/31/2021)
IAR
Idaho(4/1/2021)
RR
Illinois(3/31/2021)
IAR
Illinois(7/19/2021)
RR
Indiana(6/20/2024)
IAR
Indiana(6/20/2024)
RR
Iowa(3/31/2021)
IAR
Iowa(4/2/2021)
RR
Kansas(3/31/2021)
IAR
Kansas(4/1/2021)
RR
Kentucky(6/20/2024)
IAR
Kentucky(6/21/2024)
RR
Louisiana(7/14/2022)
IAR
Louisiana(7/19/2022)
RR
Maryland(11/10/2025)
RR
Michigan(7/15/2021)
IAR
Michigan(7/19/2021)
RR
Minnesota(10/9/2019)
IAR
Minnesota(10/28/2019)
RR
Missouri(3/31/2021)
IAR
Missouri(7/13/2021)
RR
Montana(6/20/2024)
IAR
Montana(6/24/2024)
RR
Nebraska(3/31/2021)
IAR
Nebraska(4/7/2021)
IAR
Nevada(6/20/2024)
RR
New Mexico(3/31/2021)
IAR
New Mexico(3/31/2021)
RR
North Carolina(6/20/2024)
IAR
North Carolina(6/21/2024)
RR
North Dakota(3/31/2021)
IAR
North Dakota(4/5/2021)
RR
Ohio(6/20/2024)
IAR
Ohio(6/20/2024)
RR
Oklahoma(3/31/2021)
IAR
Oklahoma(7/13/2021)
RR
Oregon(8/10/2022)
IAR
Oregon(8/23/2022)
RR
Pennsylvania(10/26/2023)
IAR
Pennsylvania(10/27/2023)
RR
South Carolina(6/20/2024)
IAR
South Carolina(6/21/2024)
RR
South Dakota(3/31/2021)
IAR
South Dakota(7/15/2021)
RR
Tennessee(6/20/2024)
RR
Texas(3/31/2021)
IAR
Texas(4/5/2021)
RR
Utah(3/31/2021)
IAR
Utah(8/4/2021)
RR
Virginia(6/20/2024)
IAR
Virginia(6/22/2024)
RR
Washington(3/31/2021)
IAR
Washington(3/31/2021)
RR
West Virginia(6/20/2024)
IAR
West Virginia(6/24/2024)
RR
Wisconsin(3/31/2021)
IAR
Wisconsin(4/1/2021)
RR
Wyoming(10/26/2023)
IAR
Wyoming(10/30/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FW
FBL WEALTH MANAGEMENT, LLC
FBL WEALTH MANAGEMENT, LLC
CRD#: 291396 / SEC#: 801-113458
RIA
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Contact information
Main Address
5400 University Avenue, West Des Moines, IA 50266
Mailing Address
Phone number
(515) 225-5400
Established
Firm type
Fiscal year end
# of Employees
177
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 8,654,949 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FBL WEALTH MANAGEMENT, LLC
CRD#: 291396West Des Moines, IA 50266TRUST BUT VERIFY
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