Weldon C. Britton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Weldon Clair Britton JR, who also goes by Don Britton Jr, Weldon C Britton Jr, was a registered financial professional .
Weldon is a previously registered financial professional and started their career in finance in 1992. Weldon had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2018 - September 4, 2024
GWN SECURITIES INC.
January 7, 2015 - March 26, 2018
OSAIC FS, INC.
August 2, 2010 - January 2, 2015
LINCOLN INVESTMENT
October 29, 1997 - August 2, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
December 1, 1995 - November 14, 1997
LEGEND EQUITIES CORPORATION
March 21, 1994 - December 22, 1995
NORTH AMERICAN MANAGEMENT, INC.
January 19, 1994 - March 17, 1994
MML INVESTORS SERVICES, LLC
June 24, 1993 - January 22, 1994
WOODBURY FINANCIAL SERVICES, INC.
February 19, 1993 - July 2, 1993
NORTH AMERICAN MANAGEMENT, INC.
March 23, 1992 - September 15, 1992
METROPOLITAN LIFE INSURANCE COMPANY
March 23, 1992 - September 15, 1992
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
