Eric R. Heckman
HECKMAN FINANCIAL & INSURANCE SERVICES
San Jose, CA 95113-1125
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CRD#: 2220911
Professional summary
Eric Ray Heckman, CFP®, ChFC®, CLU® is a registered financial advisor currently at HECKMAN FINANCIAL & INSURANCE SERVICES, INC. located in San Jose, California.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Eric has worked at 7 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)HECKMAN FINANCIAL INSURANCE SERVICES; INVESTMENT RELATED; same address; INSURANCE SALES; OWNER; 06/12/1992 TO PRESENT; 80 HOURS PER MONTH 4 HOURS PER MONTH DURING TRADING; SELL LIFE MEDICAL ANNUITY AND OTHER INSURANCE PRODUCTS. 2)HECKMAN FINANCIAL INSURANCE SERVICES; INVESTMENT RELATED; RIA; PRESIDENT; 12/15/1997 TO PRESENT; 70 HOURS PER MONTH 3 HOURS PER MONTH DURING TRADING; DO FINANCIAL INVESTMENT PLANNING FOR A FEE OR ASSET FOR CLIENTS. 3) Heckman Financial & Insurance Services; Non-Investment Related; Tax Preparer; 01/2012; San Jose, CA; 40 hrs/month during tax season; tax preparation and review. 4)FINANCIAL KNOWLEDGE INSTITUTE; NOT INVESTMENT RELATED; same address FKI CONDUCTS ON SITE EMPLOYEE EDUCATION & COMPANIES BY PROVIDING SPEAKERS KNOWLEGEABLE IN FINANCIAL, ESTATE PLANNING, AND REAL ESTATE; SPEAKER - CHAPTER DIRECTOR; 08/01/2009; SPEAKER WHEN SCHEDULED; 15 HOURS/MONTH(10 DURING SECURITIES TRADING HOURS). 5) Business Name HECKMAN FINANCIAL & INSURANCE SERVICES, INC; Is the Business investment-related? NO; Address 333 W. SANTA CLARA ST. #604 SAN JOSE CA 95113; What is the nature of the other business? ESTATE PLANNING Software Sales; Your position, title, or relationship. Software sales; Start date of your relationship: MARCH 2022; Approximate hours a month spent on the other business 15; Approximate hours during trading spent on the other business 0; Briefly describe your duties relating to the other business. Sales of Estate planning and trust funding software.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Ray Heckman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
November 7, 2005 - Present
HECKMAN FINANCIAL & INSURANCE SERVICES, INC.
Office #1: 333 W Santa Clara St Suite 604, San Jose, CA 95113-1125RIA
CRD#: 111549
San Jose, CA
Past
September 13, 2004 - January 28, 2010
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
SAN JOSE, CA
Past
September 13, 2004 - April 8, 2011
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
SAN JOSE, CA
Past
January 11, 2002 - October 1, 2004
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
SAN JOSE, CA
Past
July 14, 1992 - September 29, 2004
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
April 8, 1992 - April 29, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
April 8, 1992 - April 29, 1992
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HECKMAN FINANCIAL & INSURANCE SERVICES, INC.
ERIC HECKMAN DBA HECKMAN FINANCIAL & INSURANCE SERVICES | HECKMAN FINANCIAL & INSURANCE SERVICES, INC. | HECKMAN FINANCIAL & INSURANCE SERVICES | GAINER FINANCIAL & INSURANCE SERVICES, INC.
CRD#: 111549 / SEC#: 801-132732
RIA
Registered Investment Advisory firm - (5/6/2025 Approved)California
Registered Investment Advisory firm - (6/6/2025 Terminated)Texas
Registered Investment Advisory firm - (5/7/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/7/2005)
IAR
Texas(1/27/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
HF
HECKMAN FINANCIAL & INSURANCE SERVICES, INC.
ERIC HECKMAN DBA HECKMAN FINANCIAL & INSURANCE SERVICES | HECKMAN FINANCIAL & INSURANCE SERVICES, INC. | HECKMAN FINANCIAL & INSURANCE SERVICES | GAINER FINANCIAL & INSURANCE SERVICES, INC.
CRD#: 111549 / SEC#: 801-132732
RIA
Registered Investment Advisory firm - (5/6/2025 Approved)California
Registered Investment Advisory firm - (6/6/2025 Terminated)Texas
Registered Investment Advisory firm - (5/7/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
333 W Santa Clara St Suite 604, San Jose, CA 95113-1125
Mailing Address
Phone number
(408) 297-9800
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 315 |
| AUM (Assets Under Management) | $ 114,394,000 |
Red Flags
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