GM
Gary H. Mattson
MATTSON FINANCIAL SERVICES
Kentwood, MI 49512
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CRD#: 2220839
GM
Professional summary
Gary Herman Mattson is a registered financial advisor currently at MATTSON FINANCIAL SERVICES, LLC located in Kentwood, Michigan.
Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Gary has worked at 7 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FIXED INSURANCE SALES. 1)LAKEVIEW FINANCIAL GROUP, LLC, INVESTMENT-RELATED, KENTWOOD, MI; INSURANCE SERVICES; FIXED LIFE & ANNUITY PRODUCTS, HEALTH INS, TAX PREP; MEMBER/INSURANCE AGENT; APPROX. 126 HRS/MO SPENT IN THIS BUSINESS. 2) Mattson Insurance Agency LLC ; INVESTMENT-RELATED; KENTWOOD, MI; PERSONAL REPRESENTATATIVE TO DANIEL VASOVIC, LLC; DUTIES: WEEKLY MEETINGS TO DISCUSS INSURANCE, INVESTING. CONSULTING; START: 2009; 7 HRS/MONTH; 5% OF GROSS PROFIT. 3) Mattson Insurance Agency LLC; PROPERTY & CASUALTY INSURANCE; MEMBER; START: 01/01/2006; 4 HRS/MONTH; $100 MONTHLY. 4) MIDWEST-E-STORE DBA MIDWEST-E-PROPERTIES; PROPERTY MANAGEMENT; MANAGING MEMBER; START: 01/01/2007; 2 HRS/MONTH; $1615 MONTHLY.
CRS (Client Relationship Summary) - RIA
Click below to view Gary Herman Mattson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 13, 2010 - Present
MATTSON FINANCIAL SERVICES, LLC
Office #1: 3226 28th Street Se, Kentwood, MI 49512RIA
CRD#: 153067
Kentwood, MI
Past
July 21, 2010 - December 18, 2013
GRADIENT SECURITIES, LLC
BD
CRD#: 127701
GRAND RAPIDS, MI
Past
September 18, 2006 - July 30, 2010
GLP INVESTMENT SERVICES, LLC
BD
CRD#: 25450
LAKE ODESSA, MI
Past
February 14, 2006 - September 20, 2006
BROOKSTREET SECURITIES CORPORATION
RIA
CRD#: 14667
LAKE ODESSA, MI
Past
September 8, 2004 - September 20, 2006
BROOKSTREET SECURITIES CORPORATION
BD
CRD#: 14667
LAKE ODESSA, MI
Past
September 21, 2001 - September 3, 2004
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
LINCOLN, NE
Past
May 23, 1998 - October 16, 2001
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
March 12, 1992 - May 11, 1998
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MATTSON FINANCIAL SERVICES, LLC
MATTSON FINANCIAL SERVICES, LLC
CRD#: 153067 / SEC#: 801-120063
RIA
Registered Investment Advisory firm - (1/4/2021 Approved)Florida
Registered Investment Advisory firm - (1/19/2021 Terminated)Michigan
Registered Investment Advisory firm - (1/20/2021 Terminated)Texas
Registered Investment Advisory firm - (1/19/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(10/13/2010)
IAR
Texas(3/29/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
MF
MATTSON FINANCIAL SERVICES, LLC
MATTSON FINANCIAL SERVICES, LLC
CRD#: 153067 / SEC#: 801-120063
RIA
Registered Investment Advisory firm - (1/4/2021 Approved)Florida
Registered Investment Advisory firm - (1/19/2021 Terminated)Michigan
Registered Investment Advisory firm - (1/20/2021 Terminated)Texas
Registered Investment Advisory firm - (1/19/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3226 28th Street Se, Kentwood, MI 49512
Mailing Address
Phone number
(800) 536-8907
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,793 |
| AUM (Assets Under Management) | $ 386,968,026 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MATTSON FINANCIAL SERVICES, LLC
CRD#: 153067Kentwood, MI 49512TRUST BUT VERIFY
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