Sean C. Webb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Christopher Webb was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 1992. Sean had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2017 - May 7, 2018
ISC ADVISORS, INC.
June 28, 2017 - May 7, 2018
INSTITUTIONAL SECURITIES CORPORATION
March 30, 2009 - February 7, 2017
PEAK6 CAPITAL MANAGEMENT LLC
October 12, 2007 - March 25, 2009
E*TRADE SECURITIES LLC
April 14, 2004 - October 3, 2007
G1 EXECUTION SERVICES, LLC
January 18, 2002 - September 25, 2002
ROCK ISLAND SECURITIES, INC.
October 7, 1994 - June 4, 1996
FIRST OF AMERICA SECURITIES, INC.
April 21, 1993 - October 11, 1994
NATCITY INSURANCE SERVICES, INC.
June 18, 1992 - November 6, 1992
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
ISC ADVISORS, INC.
CRD#: 166586 / SEC#: 801-77727
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/6/2004
Limited Representative-Equity Trader ExamCurrent Firm
ISC ADVISORS, INC.
CRD#: 166586 / SEC#: 801-77727
Contact information
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,989 |
| AUM (Assets Under Management) | $ 1,539,119,817 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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