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Sean Christopher Webb

CRD# 2220677·Registered 1992 - 2018
Previously Registered: Being a previously registered professional could mean that Sean is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sean Christopher Webb was a registered financial advisor. Sean was a previously registered financial professional and started their career in finance 1992 - 2018. Sean had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 24, Series 53 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

ISC ADVISORS, INC.·CRD# 166586
RIA
Chicago, IL
July 3, 2017 - May 7, 2018
INSTITUTIONAL SECURITIES CORPORATION·CRD# 20291
BD
Grand Rapids, MI
June 28, 2017 - May 7, 2018
PEAK6 CAPITAL MANAGEMENT LLC·CRD# 43773
BD
Chicago, IL
March 30, 2009 - February 7, 2017
E*TRADE SECURITIES LLC·CRD# 29106
BD
Chicago, IL
October 12, 2007 - March 25, 2009
G1 EXECUTION SERVICES, LLC·CRD# 111528
BD
Chicago, IL
April 14, 2004 - October 3, 2007
ROCK ISLAND SECURITIES, INC.·CRD# 30782
BD
Chicago, IL
January 18, 2002 - September 25, 2002
FIRST OF AMERICA SECURITIES, INC.·CRD# 36568
BD
Kalamazoo, MI
October 7, 1994 - June 4, 1996
NATCITY INSURANCE SERVICES, INC.·CRD# 16989
BD
Cleveland, OH
April 21, 1993 - October 11, 1994
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
June 18, 1992 - November 6, 1992

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Current Firm

IA
ISC ADVISORS, INC.

ISC ADVISORS, INC.

CRD#: 166586 / SEC#: 801-77727
RIA
Registered Investment Advisory firm - SEC (3/20/2013 Approved)

Contact Information

Main Address

3500 Oak Lawn Ave Ste 400, Dallas, TX 75219

Phone Number

(214) 520-1115

# of Employees

30

SEC notice filing (18 States and Territories)

Registered to provide investment advisory services in 18 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ISC ADVISORS PART 2A-MARCH 2024 (3/24/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,928

AUM (Assets Under Management)

$1,617,801,120

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
ISC ADVISORS, INC.

ISC ADVISORS, INC.

CRD#: 166586 / SEC#: 801-77727
RIA
Registered Investment Advisory firm - SEC (3/20/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2017About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2004

Series 7 — General Securities Representative Examination

Passed Jun 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2001About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Aug 1994About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Mar 1994About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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