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MR

Michael T. Ryan

MT RYAN
SAN CLEMENTE, CA 92672
Some features on this profile are disabled
CRD#: 2220620
MR

Professional summary


Michael Thomas Ryan is a registered financial advisor currently at MT RYAN, INC. located in San Clemente, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Michael has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SurfOne, LLC. A development stage company for athlete performance tracking of various board sports. Currently the company has no revenue and has no outside investors. 2. MR RYAN INC.; INVESTMENT RELATED BUSINESS; SANTA ANA, CA; INSURANCE PRODUCTS SALES AND SERVICES; OWNER/INDEPENDENT INSURANCE AGENT; MARCH 2005; APPROXIMATELY 10% of time 3. Swiss Wire EDM, Inc. An EDM machine shop.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael Thomas Ryan's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 6, 2013 - Present

MT RYAN, INC.

Office #1: 3405 Avenida Del Presidente Unit 5, San Clemente, CA 92672
RIA
CRD#: 168392
SAN CLEMENTE, CA
Past

October 12, 2011 - November 1, 2013

NEWPORT COAST SECURITIES, INC.

RIA
CRD#: 16944
SANTA ANA, CA
Past

October 12, 2011 - November 1, 2013

NEWPORT COAST SECURITIES, INC.

BD
CRD#: 16944
SANTA ANA, CA
Past

March 20, 2003 - September 12, 2011

COOPER MCMANUS

RIA
CRD#: 111458
IRVINE, CA
Past

March 20, 2003 - September 2, 2011

SECURITIES AMERICA, INC.

BD
CRD#: 10205
IRVINE, CA
Past

January 25, 2000 - March 31, 2003

OSAIC FA, INC.

RIA
CRD#: 3978
IRVINE, CA
Past

January 6, 2000 - March 31, 2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

January 6, 2000 - March 31, 2003

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

April 16, 1992 - February 2, 2000

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

April 16, 1992 - February 2, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/6/2013)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/10/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


MR
MT RYAN, INC.
MT RYAN, INC.

CRD#: 168392 / SEC#:

California
Registered Investment Advisory firm - (10/31/2013 Approved)
Montana
Registered Investment Advisory firm - (3/9/2023 Approved)
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Contact information


Main Address
3405 Avenida Del Presidente Unit 5, San Clemente, CA 92672
Mailing Address
120 Tustin Ave Suite C1181, Newport Beach, CA 92663
Phone number
(949) 289-2015
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts4
AUM (Assets Under Management)$ 4,654,015

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MT RYAN, INC.

CRD#: 168392San Clemente, CA 92672

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