RE
Richard B. Erickson
JACKSONVILLE WEALTH MANAGEMENT
Brentwood, TN
Some features on this profile are disabled
CRD#: 2220590
RE
Professional summary
Richard Boyd Erickson, who also goes by Rick Erickson, is a registered financial advisor currently at JACKSONVILLE WEALTH MANAGEMENT located in Brentwood, Tennessee and LPL FINANCIAL LLC located in Brentwood, Tennessee.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Richard has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rick Erickson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 4/2020 - Real Estate Rental - Rick and Shelly Erickson Condo Rental - Owner - Investment Related - 3914 Cherokee Woods Way #209, Knoxville, TN 37920 - 2 hours spent per month. 2. 06/14/2022 - Jacksonville Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/01/2022 - 80 Hours Per Month/ 4 Hours During Securities Trading. 3. 06/09/2022 - Jacksonville Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA -IAR - Start Date - 06/01/2022 - 80 Hours Per Month/ 4 Hours During Securities Trading - I provide investment advisory services through Jacksonville Wealth Management LLC, an independent investment advisor firm. I started this business activity in 06/2022. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 06/09/2022 - Jacksonville Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid -IAR - Start Date - 06/01/2022 - 100 Hours Per Month/ 5 Hours During Securities Trading - I provide investment advisory services through Jacksonville Wealth Management LLC, an independent investment advisor firm. I started this business activity in 06/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 10/1978 - Licensed Insurance Agent - Investment Related - At Reported Business Location(s) - Insurance Agent - Start Date - 10/1978 - 2 Hours Per Month/ 0 Hours During Securities trading.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Boyd Erickson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 2, 2022 - Present
JACKSONVILLE WEALTH MANAGEMENT
RIA
CRD#: 309312
Brentwood, TN
Current
July 21, 2021 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
BRENTWOOD, TN
Past
July 21, 2021 - August 31, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHARLEROI, PA
Past
February 21, 2003 - July 21, 2021
WADDELL & REED
RIA
CRD#: 866
CHARLEROI, PA
Past
October 18, 2001 - July 21, 2021
WADDELL & REED
BD
CRD#: 866
CHARLEROI, PA
Past
July 19, 2000 - October 19, 2001
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SAN DIEGO, CA
Past
November 30, 1999 - July 19, 2000
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
July 19, 1995 - November 17, 1999
FAIRCHILD FINANCIAL GROUP, INC.
BD
CRD#: 21404
NEW YORK, NY
Past
July 11, 1994 - August 4, 1995
RICKEL & ASSOCIATES, INC.
BD
CRD#: 7839
NEW YORK, NY
Past
March 9, 1992 - August 2, 1994
F.N. WOLF & CO., INC.
BD
CRD#: 13051
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
JACKSONVILLE WEALTH MANAGEMENT
JACKSONVILLE WEALTH MANAGEMENT | JACKSONVILLE WEALTH MANAGEMENT, LLC
CRD#: 309312 / SEC#: 801-120427
RIA
Registered Investment Advisory firm - (3/5/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/21/2021)
IAR
Florida(6/28/2022)
RR
Georgia(10/22/2024)
RR
Minnesota(7/21/2021)
RR
North Dakota(7/21/2021)
RR
Ohio(10/22/2024)
RR
South Carolina(10/22/2024)
RR
Tennessee(7/21/2021)
IAR
Tennessee(6/6/2022)
RR
Texas(7/21/2021)
RR
Wisconsin(7/21/2021)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
JACKSONVILLE WEALTH MANAGEMENT
JACKSONVILLE WEALTH MANAGEMENT | JACKSONVILLE WEALTH MANAGEMENT, LLC
CRD#: 309312 / SEC#: 801-120427
RIA
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Contact information
Main Address
8075 Gate Parkway West Suite #101, Jacksonville, FL 32216
Mailing Address
Phone number
(904) 923-7526
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,841 |
| AUM (Assets Under Management) | $ 434,636,132 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
