Robert L. Colomb

COLOMB INVESTMENT MANAGEMENT COMPANY

Metairie, LA 70001

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CRD#: 2220556

Professional summary

Robert Louis Colomb SR., who also goes by Robert Louis Colomb, is a registered financial advisor currently at COLOMB INVESTMENT MANAGEMENT COMPANY, LLC located in Metairie, Louisiana.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Robert has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Louis Colomb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PAYROLL RX; NON INVESTMENT RELATED PAYROLL SERVICES; 3636 S I10 SERVICE ROAD, SUITE 205, METAIRIE, LA 70001; OWNER; 01/01/2006 TO PRESENT; 1 HOUR PER MONTH ALSO DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Louis Colomb SR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2014 - Present

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

Office #1: 3636 South Interstate 10 Service Road Suite 214, Metairie, LA 70001

RIA

CRD#: 140088

Metairie, LA

Past

December 12, 2012 - December 31, 2013

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

RIA

CRD#: 140088

METAIRIE, LA

Past

August 4, 2005 - November 21, 2011

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

METAIRIE, LA

Past

September 18, 2002 - June 21, 2005

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

METAIRIE, LA

Past

May 3, 1999 - June 21, 2005

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

January 3, 1997 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

July 6, 1994 - January 17, 1997

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

July 29, 1992 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

July 29, 1992 - April 5, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

CRD#: 140088 / SEC#: 801-130417

RIA

Registered Investment Advisory firm - (6/6/2024 Approved)

Alabama

Registered Investment Advisory firm - (6/17/2024 Terminated)

Florida

Registered Investment Advisory firm - (6/13/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (6/26/2024 Terminated)

Maryland

Registered Investment Advisory firm - (6/28/2024 Terminated)

Mississippi

Registered Investment Advisory firm - (6/27/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/13/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(1/13/2014)

IAR

Texas
(4/17/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/11/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/23/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/19/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/28/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

CRD#: 140088 / SEC#: 801-130417

RIA

Registered Investment Advisory firm - (6/6/2024 Approved)

Alabama

Registered Investment Advisory firm - (6/17/2024 Terminated)

Florida

Registered Investment Advisory firm - (6/13/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (6/26/2024 Terminated)

Maryland

Registered Investment Advisory firm - (6/28/2024 Terminated)

Mississippi

Registered Investment Advisory firm - (6/27/2024 Terminated)

Texas

Registered Investment Advisory firm - (6/13/2024 Terminated)

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Contact information

Main Address

3636 South Interstate 10 Service Road Suite 214, Metairie, LA 70001

Mailing Address

Phone number

(504) 520-8050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIMC FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 2,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert L. Colomb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Louis Colomb SR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

THE O.N. EQUITY SALES COMPANY

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/11/2008

Series 63

Date: 2/23/1998

Series 7

Date: 11/19/2001

Series 6

Date: 7/28/1992

Current Firm

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLOMB INVESTMENT MANAGEMENT COMPANY, LLC

TRUST BUT VERIFY

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