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EL

Eric P. Lareau

ABERDEEN FUND DISTRIBUTORS
Boston, MA 02109
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CRD#: 2220287
EL

Professional summary


Eric Paul Lareau is a registered financial professional currently at ABERDEEN FUND DISTRIBUTORS, LLC located in Boston, Massachusetts.

Eric is registered as a RR (Registered Representative) and started their career in finance in 1992. Eric has worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6, Series 30 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Eric Paul Lareau's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 6, 2022 - Present

ABERDEEN FUND DISTRIBUTORS, LLC

Office #1: 28 State Street 17th Floor, Boston, MA 02109
BD
CRD#: 146230
Boston, MA
Past

February 12, 2019 - May 10, 2022

CHARTWELL TSC SECURITIES CORP.

BD
CRD#: 172196
PITTSBURGH, PA
Past

October 7, 2013 - April 5, 2017

BARINGS SECURITIES LLC

BD
CRD#: 36929
CHARLOTTE, NC
Past

March 16, 2012 - September 25, 2013

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
WALTHAM, MA
Past

July 26, 2011 - November 28, 2011

HERMES FUND DISTRIBUTORS LLC

BD
CRD#: 155655
BOSTON, MA
Past

November 2, 2006 - December 23, 2009

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
NEW YORK, NY
Past

January 6, 1993 - October 14, 2006

FAM DISTRIBUTORS, INC.

BD
CRD#: 4100
NEW YORK, NY
Past

June 18, 1992 - January 15, 1993

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

BD
CRD#: 7325
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/6/2022)
RR
Alaska
(7/6/2022)
RR
Arizona
(7/6/2022)
RR
Arkansas
(7/6/2022)
RR
California
(7/6/2022)
RR
Colorado
(7/6/2022)
RR
Connecticut
(7/6/2022)
RR
Delaware
(7/6/2022)
RR
District of Columbia
(7/6/2022)
RR
Florida
(7/6/2022)
RR
Georgia
(7/6/2022)
RR
Hawaii
(7/6/2022)
RR
Idaho
(7/6/2022)
RR
Illinois
(7/6/2022)
RR
Indiana
(7/6/2022)
RR
Iowa
(7/6/2022)
RR
Kansas
(7/6/2022)
RR
Kentucky
(7/6/2022)
RR
Louisiana
(7/6/2022)
RR
Maine
(7/6/2022)
RR
Maryland
(7/6/2022)
RR
Massachusetts
(7/6/2022)
RR
Michigan
(7/6/2022)
RR
Minnesota
(7/6/2022)
RR
Mississippi
(7/6/2022)
RR
Missouri
(7/6/2022)
RR
Montana
(7/6/2022)
RR
Nebraska
(7/6/2022)
RR
Nevada
(7/6/2022)
RR
New Hampshire
(7/6/2022)
RR
New Jersey
(7/6/2022)
RR
New Mexico
(7/6/2022)
RR
New York
(7/6/2022)
RR
North Carolina
(7/6/2022)
RR
North Dakota
(7/6/2022)
RR
Ohio
(7/11/2022)
RR
Oklahoma
(7/6/2022)
RR
Oregon
(7/6/2022)
RR
Pennsylvania
(7/6/2022)
RR
Puerto Rico
(7/6/2022)
RR
Rhode Island
(7/6/2022)
RR
South Carolina
(7/6/2022)
RR
South Dakota
(7/6/2022)
RR
Tennessee
(7/6/2022)
RR
Texas
(7/6/2022)
RR
Utah
(7/6/2022)
RR
Vermont
(7/6/2022)
RR
Virgin Islands
(7/6/2022)
RR
Virginia
(7/6/2022)
RR
Washington
(7/6/2022)
RR
West Virginia
(7/6/2022)
RR
Wisconsin
(7/6/2022)
RR
Wyoming
(7/6/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 4/24/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 12/31/2012
National Commodity Futures Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 30
Date: 1/11/2013
NFA Branch Manager Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AF
ABERDEEN FUND DISTRIBUTORS, LLC
ABERDEEN FUND DISTRIBUTORS, LLC

CRD#: 146230 / SEC#: , 8-67799

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
1900 Market Street Suite 200, Philadelphia, PA 19103
Mailing Address
1900 Market Street Suite 200, Philadelphia, PA 19103
Phone number
(215) 405-5700
Established
Delaware since 10/31/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ABRDN, INC.SOLE MEMBER
DUNN, STEVEN BOYDCHIEF EXECUTIVE OFFICER2203356
HETTEL, KENDRA ANNACHIEF COMPLIANCE OFFICER6164999
KIRSCHENBLATT, CHAD ETHANCHIEF FINANCIAL OFFICER/FINOP2503352

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ABERDEEN FUND DISTRIBUTORS, LLC

CRD#: 146230Boston, MA 02109

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