Kenneth W. Schiller
Professional summary
Kenneth Willard Schiller, who also goes by Ken Willard Schiller, Kenneth Willard Schiller, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Kennewick, Washington.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1992. Kenneth has worked at 4 firms and has passed the Series 63, Series 66, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Willard Schiller's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2020 - Present
NYLIFE SECURITIES LLC
Office #1: 8836 W Gage Blvd Suite 202a, Kennewick, WA 99336August 25, 2009 - October 17, 2011
MML INVESTORS SERVICES, LLC
July 31, 2009 - October 17, 2011
MML INVESTORS SERVICES, LLC
October 1, 2008 - August 3, 2009
KMS FINANCIAL SERVICES, INC.
March 4, 2008 - August 3, 2009
KMS FINANCIAL SERVICES, INC.
April 8, 1999 - March 3, 2008
NYLIFE SECURITIES LLC
March 31, 1992 - November 12, 1998
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/29/2020)
(5/31/2023)
(11/2/2020)
Exams
Series 6TO
Date: 10/19/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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Company Information
NYLIFE SECURITIES LLC
CRD#: 5167Kennewick, WA 99336TRUST BUT VERIFY
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