Margaret J. Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Jacobs Moore, who also goes by Margaret Jacobs, Maggie Jacobs Moore, Maggie Moore, Margaret Jacobs Moore, Margaret Moore, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1993. Margaret had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2021 - March 25, 2022
TRUIST ADVISORY SERVICES, INC.
February 17, 2021 - March 25, 2022
TRUIST INVESTMENT SERVICES, INC.
July 30, 2020 - March 2, 2021
BB&T SECURITIES, LLC
July 30, 2020 - February 17, 2021
BB&T SECURITIES, LLC
February 5, 2019 - August 3, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 18, 2018 - August 3, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 29, 2015 - August 21, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 26, 2014 - June 5, 2015
LPL FINANCIAL LLC
January 15, 1998 - August 28, 1999
MORGAN STANLEY DW INC.
January 10, 1994 - February 14, 1994
MORGAN KEEGAN & COMPANY, LLC
November 5, 1993 - January 24, 1994
IDS LIFE INSURANCE COMPANY
November 5, 1993 - January 24, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
